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Authors (1-49 of 49)
Shorter Gary W
1
Print Material
 

Amending the JOBS Act : issues in the 113th Congress


Shorter, Gary W., author.
[Washington, D.C.] : Congressional Research Service, 2018- 2018

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 Axe Federal Documents Online  LC 14.23:R 43084/    ---  Available
2
Print Material
 

The closing of the New York Stock Exchange's trading floor due to COVID-19


Shorter, Gary W., author.
[Washington, D.C.] : Congressional Research Service, 2020- 2020

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3
Print Material
 

The collapse of the Third Avenue junk bond fund


Shorter, Gary W., author.
[Washington, D.C.] : Congressional Research Service, 2019- 2019

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4
Print Material
 

Conflicts of interest rule for asset-backed securities


Shorter, Gary W., author.
[Washington, D.C.] : Congressional Research Service, 2020- 2020

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 Axe Federal Documents Online  LC 14.24:IF 10410/    ---  Available
5
Print Material
 

Credit rating agencies and their regulation


Shorter, Gary W., author.
[Washington, D.C.] : Congressional Research Service, 2020- 2020

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6
Print Material
 

Department of Labor's 2015 proposed fiduciary rule: background and issues


Topoleski, John J., author.
[Washington, D.C.] : Congressional Research Service, 2019- 2019

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7
Print Material
 

Department of Labor's 2016 fiduciary rule : background and issues


Topoleski, John J., author.
[Washington, D.C.] : Congressional Research Service, 2018- 2019

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8
Print Material
 

Direct listings, an alternative to stock-based initial public offerings (IPOs)


Shorter, Gary W., author.
[Washington, D.C.] : Congressional Research Service, 2020- 2020

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9
Print Material
 

The economics of corporate executive pay


Shorter, Gary W., author.
[Washington, D.C.] : Congressional Research Service, 2020- 2020

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  LC 14.23:RL 33935/    ---  Available
10
Print Material
 

Employee ownership of registration-exempt company securities : proposals to reform required corporat


Shorter, Gary W., author.
[Washington, D.C.] : Congressional Research Service, 2018- 2018

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11
Print Material
 

Environmental, social and governance funds: SEC-proposed disclosure reform


Shorter, Gary W., author.
[Washington, D.C.] : Congressional Research Service, 2022- 2022

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12
Print Material
 

Environmental, social, and governance funds: SEC proposed names rule reform


Shorter, Gary W., author.
[Washington, D.C.] : Congressional Research Service, 2022- 2022

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13
Print Material
 

The EU's MiFID II, broker research, and the SEC's no-action letters


Shorter, Gary W., author.
[Washington, D.C.] : Congressional Research Service, 2023- 2023

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14
Print Material
 

GameStop-related market volatility : what happened?


Shorter, Gary W., author.
[Washington, D.C.] : Congressional Research Service, 2021- 2021

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15
Print Material
 

Introduction to financial services : corporate governance


Gnanarajah, Raj, author.
[Washington, D.C.] : Congressional Research Service, 2019- 2019

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16
Print Material
 

Introduction to financial services: environmental, social, and governance (ESG) issues


Gnanarajah, Raj, author.
[Washington, D.C.] : Congressional Research Service, 2021- 2021

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17
Print Material
 

Introduction to financial services: the Securities and Exchange Commission


Shorter, Gary W., author.
[Washington, D.C.] : Congressional Research Service, 2021- 2021

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  LC 14.24:IF 11714/    ---  Available
18
Print Material
 

Introduction to financial services.


Shorter, Gary W., author.
[Washington, D.C.] : Congressional Research Service, 2019- 2019

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19
Print Material
 

Legislation to lift the Investment Company Act exemption for funds based in U.S. territories


Shorter, Gary W., author.
[Washington, D.C.] : Congressional Research Service, 2019- 2019

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20
Print Material
 

Legislation to repeal mandatory securities arbitration


Shorter, Gary W., author.
[Washington, D.C.] : Congressional Research Service, 2022- 2022

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21
Print Material
 

Legislation to repeal the private equity fund adviser registration requirement in the Dodd-Frank Act


Shorter, Gary W., author.
[Washington, D.C.] : Congressional Research Service, [2018?]- 2018

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22
Print Material
 

Merger and acquisition brokers: overview and proposals for relief


Shorter, Gary W., author.
[Washington, D.C.] : Congressional Research Service, 2019- 2019

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23
Print Material
 

Nasdaq's board diversity directive


Shorter, Gary W., author.
[Washington, D.C.] : Congressional Research Service, 2021- 2021

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24
Print Material
 

Nasdaq's pursuit of exchange status and an initial public offering


Shorter, Gary W., author.
[Washington, D.C.] : Congressional Research Service, 2019- 2019

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25
Print Material
 

Overview of the SEC climate risk exposure proposed rule


Shorter, Gary W., author.
[Washington, D.C.] : Congressional Research Service, 2022- 2022

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26
Print Material
 

Payment for order flow : the SEC proposes reforms.


Shorter, Gary W., author.
[Washington, D.C.] : Congressional Research Service, 2023- 2023

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27
Print Material
 

Proxy access reform: the SEC makes it potentially easier for shareholders to nominate directors


Shorter, Gary W., author.
[Washington, D.C.] : Congressional Research Service, 2019- 2019

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28
Print Material
 

Publicly-traded firms and COVID-19-related disclosures


Shorter, Gary W., author.
[Washington, D.C.] : Congressional Research Service, 2020- 2020

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29
Print Material
 

Regulation best interest (Reg BI): the SEC's rule for broker-dealers


Shorter, Gary W., author.
[Washington, D.C.] : Congressional Research Service, 2020- 2020

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30
Print Material
 

Restrictions on compensation under the CARES Act


Shorter, Gary W., author.
[Washington, D.C.] : Congressional Research Service, 2020- 2020

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  LC 14.25/2:IN 11422/    ---  Available
31
Print Material
 

Robinhood, the fintech discount broker : recent developments and concerns


Shorter, Gary W., author.
[Washington, D.C.] : Congressional Research Service, 2020- 2020

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32
Print Material
 

SEC climate change disclosure guidance : an overview and congressional concerns


Shorter, Gary W., author.
[Washington, D.C.] : Congressional Research Service, 2018- 2018

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  LC 14.23:R 42544/    ---  Available
33
Print Material
 

The SEC's best interest proposal for advice given by broker-dealers


Shorter, Gary W., author.
[Washington, D.C.] : Congressional Research Service, 2018- 2018

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34
Print Material
 

The SEC's proxy advisory firm disclosure reforms


Shorter, Gary W., author.
[Washington, D.C.] : Congressional Research Service, 2020- 2020

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35
Print Material
 

The SEC's September 2020 reform on investor eligibility to advance shareholder proposals


Shorter, Gary W., author.
[Washington, D.C.] : Congressional Research Service, 2021- 2021

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36
Print Material
 

SEC's September 2020 rule toughens resubmission of shareholder proposals


Shorter, Gary W., author.
[Washington, D.C.] : Congressional Research Service, 2021- 2021

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37
Print Material
 

Securities and Exchange Commission (SEC) actions to mitigate the impact of COVID-19


Shorter, Gary W., author.
[Washington, D.C.] : Congressional Research Service, 2020- 2020

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38
Print Material
 

Securities exchanges: regulation and reform proposals (Section 501 of S. 2155, Section 496 of H.R. 1


Shorter, Gary W., author.
[Washington, D.C.] : Congressional Research Service, 2019- 2019

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39
Print Material
 

Securities Investor Protection Corporation (SIPC) : basic functions and fairness and adequacy issues


Shorter, Gary W., author.
[Washington, D.C.] : Congressional Research Service, 2019- 2019

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  LC 14.23:R 41599/    ---  Available
40
Print Material
 

Short selling : background and policy issues


Su, Eva, author.
[Washington, D.C.] : Congressional Research Service, 2023- 2023

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41
Print Material
 

Stock buybacks and company executives' profits


Shorter, Gary W., author.
[Washington, D.C.] : Congressional Research Service, 2020- 2020

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  LC 14.24:IF 11506/    ---  Available
42
Print Material
 

Stock Buybacks : concerns over debt-financing and long-term investing


Shorter, Gary W., author.
[Washington, D.C.] : Congressional Research Service, 2019- 2019

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  LC 14.24:IF 11393/    ---  Available
43
Print Material
 

U.S. initial public stock offerings and the JOBS Act


Miller, Rena S., author.
[Washington, D.C.] : Congressional Research Service, [2018?]- 2018

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44
Print Material
 

The uptick rule : the SEC limit on short selling reconsidered


Shorter, Gary W., author.
[Washington, D.C.] : Congressional Research Service, 2018- 2018

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  LC 14.23:RL 34519/    ---  Available
45
Print Material
 

Venture capital funds: proposals to expand investor thresholds required for registration (section 50


Shorter, Gary W., author.
[Washington, D.C.] : Congressional Research Service, 2018- 2018

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Shorter Gooden Kumea
46
Print Material
 

Shifting : the double lives of Black women in America


Jones, Charisse.
New York : HarperCollins, c2003. 2003

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 Axe 3rd Floor Stacks  306.708996 J712s 2003    ---  Available
Shorter John 1926
47
Print Material
 

Correlation analysis in organic chemistry: an introduction to linear free-energy relationships.


Shorter, John, 1926-
Oxford [Eng.] Clarendon Press, 1973. 1973

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 Axe 2nd Floor Stacks  547.139 Sh81c    ---  Available
Shorthill Rachel
48
Print Material
 

The unburnished mirror : an interpretative study of folklore and content description of the Joan O'B


Davis, Gayle.
Wichita, Kan. : Wichita Public Library, c1984. 1984

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Location Call No. OPAC Message Status
 Axe Kansas Collection  398.0978016 Ob6Dd    ---  Lib Use Only
Shorthose Jim
49
E-Book/E-Doc
 

Understanding creative business : values, networks, and innovation


Shorthose, Jim, author.
London, [England] ; New York, New York : Routledge, 2016. 2016

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 Axe ProQuest E-Book  Electronic Book    ---  Available
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