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Authors (1-23 of 23)
United States Securities And Exchange Commission Office Of Audits
1
ElectronicResource GovDoc
 

Assessment of Corporation Finance's confidential treatment processes and procedures


United States. Securities and Exchange Commission. Office of Audits.
Washington, D.C. : U.S. Securities and Exchange Commission, Office of Inspector General, Office of Audits, [2010] 2010

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  SE 1.42:479    ---  Available
2
ElectronicResource GovDoc
 

Assessment of the SEC information technology investment process


United States. Securities and Exchange Commission. Office of Audits.
Washington, D.C. : U.S. Securities and Exchange Commission, Office of Inspector General, Office of Audits, [2010] 2010

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  SE 1.42:466    ---  Available
3
ElectronicResource GovDoc
 

Assessment of the SEC's bounty program


United States. Securities and Exchange Commission. Office of Audits.
Washington, D.C. : U.S. Securities and Exchange Commission, Office of Inspector General, Office of Audits, [2010] 2010

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  SE 1.42:474    ---  Available
4
ElectronicResource GovDoc
 

Assessment of the SEC's privacy program


United States. Securities and Exchange Commission. Office of Audits.
Washington, D.C. : U.S. Securities and Exchange Commission, Office of Inspector General, Office of Audits, [2010] 2010

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  SE 1.42:485    ---  Available
5
ElectronicResource GovDoc
 

Audit of Public Transportation Benefit Program


United States. Securities and Exchange Commission. Office of Audits.
Washington, D.C. : U.S. Securities and Exchange Commission, Office of Inspector General, Office of Audits, [2009] 2009

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  SE 1.42:456    ---  Available
6
ElectronicResource GovDoc
 

Audit of the FedTraveler Travel Service


United States. Securities and Exchange Commission. Office of Audits.
Washington, D.C. : U.S. Securities and Exchange Commission, Office of Inspector General, Office of Audits, [2010] 2010

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  SE 1.42:483    ---  Available
7
ElectronicResource GovDoc
 

Audit of the Office of Acquisitions' procurement and contract management functions


United States. Securities and Exchange Commission. Office of Audits.
Washington, D.C. : Securities and Exchange Commission, Office of Inspector General, Office of Audits, [2009] 2009

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  SE 1.42:471    ---  Available
8
ElectronicResource GovDoc
 

Audit of the SEC budget execution cycle


United States. Securities and Exchange Commission. Office of Audits.
Washington, D.C. : U.S. Securities and Exchange Commission, Office of Inspector General, Office of Audits, [2011] 2011

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  SE 1.42:488    ---  Available
9
ElectronicResource GovDoc
 

Division of Enforcement's disgorgement waivers


United States. Securities and Exchange Commission. Office of Audits.
Washington, D.C. : U.S. Securities and Exchange Commission, Office of Inspector General, Office of Audits, [2009] 2009

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  SE 1.42:452    ---  Available
10
ElectronicResource GovDoc
 

Evaluation of the SEC encryption program


United States. Securities and Exchange Commission. Office of Audits.
Washington, D.C. : U.S. Securities and Exchange Commission, Office of Inspector General, Office of Audits, [2010] 2010

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  SE 1.42:476    ---  Available
11
ElectronicResource GovDoc
 

Evaluation of the SEC privacy program


United States. Securities and Exchange Commission. Office of Audits.
Washington, D.C. : U.S. Securities and Exchange Commission, Office of Inspector General, Office of Audits, [2010] 2010

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  SE 1.42:475    ---  Available
12
ElectronicResource GovDoc
 

Management and oversight of interagency acquisition agreements at the SEC


United States. Securities and Exchange Commission. Office of Audits.
Washington, D.C. : U.S. Securities and Exchange Commission, Office of Inspector General, Office of Audits, [2010] 2010

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  SE 1.42:460    ---  Available
13
ElectronicResource GovDoc
 

OCIE regional offices' referrals to enforcement


United States. Securities and Exchange Commission. Office of Audits.
Washington, D.C. : U.S. Securities and Exchange Commission, Office of Inspector General, Office of Audits, [2011] 2011

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  SE 1.42:493    ---  Available
14
ElectronicResource GovDoc
 

Practices related to naked short selling complaints and referrals


United States. Securities and Exchange Commission. Office of Audits.
Washington, D.C. : U.S. Securities and Exchange Commission, Office of Inspector General, Office of Audits, [2009] 2009

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  SE 1.42:450    ---  Available
15
ElectronicResource GovDoc
 

Program improvements needed within the SEC's Division of Enforcement


United States. Securities and Exchange Commission. Office of Audits.
Washington, D.C. : U.S. Securities and Exchange Commission, [2009] 2009

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  SE 1.42:467    ---  Available
16
ElectronicResource GovDoc
 

Real property leasing procurement process


United States. Securities and Exchange Commission. Office of Audits.
Washington, D.C. : U.S. Securities and Exchange Commission, Office of Inspector General, Office of Audits, [2010] 2010

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Copies

Location Call No. OPAC Message Status
 Axe Federal Documents Online  SE 1.42:484    ---  Available
17
ElectronicResource GovDoc
 

Review of PRISM automated procurement system support contracts


United States. Securities and Exchange Commission. Office of Audits.
Washington, D.C. : U.S. Securities and Exchange Commission, Office of Inspector General, Office of Audits, [2010] 2010

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  SE 1.42:486    ---  Available
18
Electronic Book
 

Review of the Commission's processes for selecting investment advisers and Investment companies for



[Washington, D.C.] : U.S. Securities and Exchange Commission, [2009] 2009

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  SE 1.2:IN 8/37    ---  Available
19
ElectronicResource GovDoc
 

Review of the SEC's compliance with the Freedom of Information Act


United States. Securities and Exchange Commission. Office of Audits.
Washington, D.C. : U.S. Securities and Exchange Commission, Office of Inspector General, Office of Audits, [2009] 2009

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  SE 1.42:465    ---  Available
20
ElectronicResource GovDoc
 

Review of the SEC's Section 13(f) reporting requirements


United States. Securities and Exchange Commission. Office of Audits.
Washington, D.C. : U.S. Securities and Exchange Commission, Office of Inspector General, Office of Audits, [2010] 2010

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  SE 1.42:480    ---  Available
21
ElectronicResource GovDoc
 

The SEC's implementation of and compliance with Homeland Security presidential directive 12


United States. Securities and Exchange Commission. Office of Audits.
Washington, D.C. : U.S. Securities and Exchange Commission, Office of Inspector General, Office of Audits, [2011] 2011

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  SE 1.42:481    ---  Available
22
ElectronicResource GovDoc
 

SEC's oversight of the Securities Investor Protection Corporation's activities


United States. Securities and Exchange Commission. Office of Audits.
Washington, D.C. : U.S. Securities and Exchange Commission, Office of Inspector General, Office of Audits, [2011] 2011

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  SE 1.42:495    ---  Available
23
ElectronicResource GovDoc
 

The SEC's role regarding and oversight of nationally recognized statistical rating organizations (NR


United States. Securities and Exchange Commission. Office of Audits.
[Washington, D.C.] : U.S. Securities and Exchange Commission, Office of Inspector General, Office of Audits, [2009] 2009

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  SE 1.2:OV 2    ---  Available
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