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Corporate Author United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs.

Title The role of state securities regulators in protecting investors : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, second session, on efforts to enforce securities laws, investment adviser registration and licensing, state investigations into mutual fund industry abuses, and investor education programs, June 2, 2004.

Imprint Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2005.

Copies

Location Call No. OPAC Message Status
 Axe Federal Documents Online  Y 4.B 22/3:S.HRG.108-884    ---  Available
Description iii, 54 p. ; 24 cm.
Series S. hrg. ; 108-884
United States. Congress. Senate. S. hrg. ; 108-884.
Note "Printed for the use of the Committee on Banking, Housing, and Urban Affairs."
Distributed to some depository libraries in microfiche.
Form Also available via the Internet from the GPO Access web site. Address as of 3/3/06: http://frwebgate.access.gpo.gov/cgi-bin/getdoc.cgi?dbname=108%5Fsenate%5Fhearings&docid=f:25485.pdf; current access available via PURL.
Subject Financial services industry -- Corrupt practices -- United States -- States -- Prevention.
Investment advisors -- Legal status, laws, etc. -- United States -- States.
Mutual funds -- Corrupt practices -- United States -- States -- Prevention.
Securities fraud -- United States -- States -- Prevention.
Consumer protection -- United States -- States.
United States. Securities and Exchange Commission.
ISBN 0160756669
Gpo Item No. 1035-C (online)
Sudoc No. Y 4.B 22/3:S.HRG.108-884

 
    
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