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Title Broker-dealer registration [electronic resource] : where to file / U.S. Securities and Exchange Commission.

Imprint [Washington, D.C.] : U.S. Securities and Exchange Commission, [2007]


Location Call No. OPAC Message Status
 Axe Federal Documents Online  SE 1.2:B 78/2    ---  Available
Edition [2007 ed.]
Description 1 electronic text : HTML file
System Details Mode of access via the SEC web site.
Note Title from title screen (viewed Apr. 24, 2009).
"Modified: 08/15/2007."
Subject Financial Industry Regulatory Authority.
Disclosure of information -- United States.
Investment advisors -- United States.
Added Author United States. Securities and Exchange Commission.
Added Title Broker dealer registration
Gpo Item No. 0904 (online)
Sudoc No. SE 1.2:B 78/2

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