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Subjects (1-50 of 87)
Financial Services Industry Law And Legislation United States
1
E-Book/E-Doc
 

The administration's proposals for financial regulatory reform : hearing before the Committee on Fin


United States. Congress. House. Committee on Financial Services.
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2010. 2010

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 Axe Federal Documents Online  Y 4.F 49/20:111-76    ---  Available
2
Print Material
 

Automation, artificial intelligence, and machine learning in consumer lending


Cooper, Cheryl R., author.
[Washington, D.C.] : Congressional Research Service, 2023- 2023

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3
E-Book/E-Doc
 

Bank Secrecy Act federal agencies should take action to further improve coordination and information


United States. Government Accountability Office.
[Washington, D.C.] : U.S. Govt. Accountability Office, [2009] 2009

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 Axe Federal Documents Online  GA 1.13:GAO-09-227    ---  Available
4
E-Book/E-Doc
 

Bank Secrecy Act's impact on money services businesses : hearing before the Subcommittee on Financia


United States. Congress. House. Committee on Financial Services. Subcommittee on Financial Institutions and Consumer Credit.
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2007. 2007

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 Axe Federal Documents Online  Y 4.F 49/20:109-100    ---  Available
5
E-Book/E-Doc
 

Banking regulation and compliance : theory, practice, and key problem areas


Dill, Carl Alexander, author.
London ; New York, New York : Informa Law, [2020] 2020

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 Axe ProQuest E-Book  Electronic Book    ---  Available
6
E-Book/E-Doc
 

Board of Governors of the Federal Reserve System : the Federal Reserve, the central bank of the Unit



Washington, D.C. : Board of Governors of the Federal Reserve System 2002

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 Axe Federal Documents Online  FR 1.2:INTERNET    ---  Available
7
E-Book/E-Doc
 

Building the CFPB a progress report


Board of Governors of the Federal Reserve System (U.S.). Consumer Financial Protection Bureau.
[Washington, D.C.] : Consumer Financial Protection Bureau, [2011] 2011

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 Axe Federal Documents Online  FR 2.2:B 86    ---  Available
8
E-Book/E-Doc
 

Bureau of Consumer Financial Protection Accounting and Transparency Act of 2013 report together wit


United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Printing Office], [2014] 2014

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 Axe Federal Documents Online  Y 1.1/8:113-347    ---  Available
9
E-Book/E-Doc
 

Challenges facing the U.S. capital markets to effectively implement Title VII of the Dodd-Frank Act


United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets and Government Sponsored Enterprises, author.
Washington : U.S. Government Printing Office, 2013. 2013

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 Axe Federal Documents Online  Y 4.F 49/20:112-163    ---  Available
10
E-Book/E-Doc
 

Community and consumer advocates' perspectives on the Obama administration's financial regulatory re


United States. Congress. House. Committee on Financial Services.
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2009. 2009

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 Axe Federal Documents Online  Y 4.F 49/20:111-61    ---  Available
11
E-Book/E-Doc
 

Community Banking Connections : a supervision and regulation resource.



Washington, D.C. : Board of Governors of the Federal Reserve System, 2012- 2012

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 Axe Federal Documents Online  FR 1.2:INTERNET/2    ---  Available
12
E-Book/E-Doc
 

Community banking in 21st century : research and policy conference.



Washington, D.C. : Board of Governors of the Federal Reserve System 20--

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 Axe Federal Documents Online  FR 1.2:INTERNET/4    ---  Available
13
E-Book/E-Doc
 

Congressional Oversight Panel special report on regulatory reform modernizing the American financial


United States. Congressional Oversight Panel.
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2009. 2009

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 Axe Federal Documents Online  Y 3.2:C 76/3/F 49/2    ---  Available
14
E-Book/E-Doc
 

Consideration of regulatory relief proposals : hearing before the Committee on Banking, Housing, and


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs.
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2007. 2007

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 Axe Federal Documents Online  Y 4.B 22/3:S.HRG.109-993    ---  Available
15
E-Book/E-Doc
 

The consideration of regulatory relief proposals : hearing before the Committee on Banking, Housing,


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs.
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2007. 2007

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  Y 4.B 22/3:S.HRG.109-937    ---  Available
16
E-Book/E-Doc
 

Consumer Financial Protection Bureau.


United States. Consumer Financial Protection Bureau, author.
[Washington, DC] : CFPB, Consumer Finance Protection Bureau 20--

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 Axe Federal Documents Online  FR 2.2:    ---  Available
17
Print Material
 

Consumer Financial Protection Safety and Soundness Improvement Act of 2011 : report together with mi


United States. Congress. House. Committee on Financial Services.
[Washington, D.C. : U.S. G.P.O., 2011] 2011

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 Axe Archives Fed Docs  Y 1.1/8:112-89/PT.2    ---  Lib Use Only
18
E-Book/E-Doc
 

Consumer Financial Protection Safety and Soundness Improvement Act of 2011 : report together with mi


United States. Congress. House. Committee on Financial Services.
[Washington, D.C.] : [U.S. G.P.O.], [2011] 2011

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 Axe Federal Documents Online  Y 1.1/8:112-89/    ---  Available
19
E-Book/E-Doc
 

Consumer Right to Financial Privacy Act of 2013 report together with minority views (to accompany H.


United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Printing Office], [2014] 2014

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 Axe Federal Documents Online  Y 1.1/8:113-344    ---  Available
20
Print Material
 

Consumers First Act : report together with minority views (to accompany H.R. 1500) (including cost e


United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Publishing Office], [2019]- 2019

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 Axe Federal Documents Online  Y 1.1/8:116-57/    ---  Available
21
E-Book/E-Doc
 

The costs of implementing the Dodd-Frank Act : budgetary and economic : hearing before the Subcommit


United States. Congress. House. Committee on Financial Services. Subcommittee on Oversight and Investigations.
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2011. 2011

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 Axe Federal Documents Online  Y 4.F 49/20:112-21    ---  Available
22
Print Material
 

Democracy against domination


Rahman, K. Sabeel, 1983- author.
New York : Oxford University Press, [2017] 2017

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 Axe 3rd Floor Stacks  338.973 R129f 2017    ---  Available
23
E-Book/E-Doc
 

Dodd-Frank Act agencies' efforts to analyze and coordinate their rules : report to congressional add


Clowers, A. Nicole.
[Washington, D.C.] : U.S. Govt. Accountability Office, [2012] 2012

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 Axe Federal Documents Online  GA 1.13:GAO-13-101    ---  Available
24
E-Book/E-Doc
 

Dodd-Frank Act hybrid capital instruments and small institution access to capital : report to congre


United States. Government Accountability Office.
[Washington, D.C.] : U.S. Govt. Accountability Office, [2012] 2012

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 Axe Federal Documents Online  GA 1.13:GAO-12-237    ---  Available
25
E-Book/E-Doc
 

Dodd-Frank Act regulations implementation could benefit from additional analyses and coordination :


United States. Government Accountability Office.
[Washington, D.C.] : U.S. Govt. Accountability Office, [2011] 2011

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 Axe Federal Documents Online  GA 1.13:GAO-12-151    ---  Available
26
E-Book/E-Doc
 

Dodd-Frank regulations agencies conducted regulatory analyses and coordinated but could benefit from


United States. Government Accountability Office, issuing body.
[Washington, D.C.] : United States Government Accountability Office, 2013. 2013

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 Axe Federal Documents Online  GA 1.13:GAO-14-67    ---  Available
27
E-Book/E-Doc
 

Dodd-Frank regulations, impacts on community banks, credit unions and systemically important institu


United States. Government Accountability Office, issuing body.
[Washington, D.C.] : United States Government Accountability Office, 2015. 2015

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 Axe Federal Documents Online  GA 1.13:GAO-16-169    ---  Available
28
Print Material
 

Dodd-Frank Wall Street Reform and Consumer Protection Act : conference report (to accompany H.R. 417


United States. Congress (111th, 2nd session : 2010)
Washington : U.S. G.P.O., 2010. 2010

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 Axe Federal Documents Online  Y 1.1/8:111-517    ---  Available
29
Print Material
 

DOL's 2015 proposed fiduciary rule on investment advice


Topoleski, John J., author.
[Washington, D.C.] : Congressional Research Service, [2018-?] 2018

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30
Print Material
 

DOL's 2016 fiduciary rule on investment advice


Topoleski, John J., author.
[Washington, D.C.] : Congressional Research Service, 2018- 2018

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 Axe Federal Documents Online  LC 14.24:IF 10686/    ---  Available
31
Print Material
 

The early agenda of the Consumer Financial Protection Bureau : the Nonbank Supervision Program


Hoskins, Sean M., author.
[Washington, D.C.] : Congressional Research Service, 2020- 2020

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32
Print Material
 

Employee ownership of registration-exempt company securities : proposals to reform required corporat


Shorter, Gary W., author.
[Washington, D.C.] : Congressional Research Service, 2018- 2018

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33
E-Book/E-Doc
 

ESIGN, encouraging the use of electronic signatures in the financial services industry : hearing bef


United States. Congress. House. Committee on Financial Services. Subcommittee on Domestic Monetary Policy, Technology, and Economic Growth.
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O. [Congressional Sales Office], 2001. 2001

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 Axe Federal Documents Online  Y 4.F 49/20:107-31    ---  Available
34
E-Book/E-Doc
 

Essentials of the Dodd-Frank Act



Hoboken, N.J. : Wiley, c2011. 2011

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 Axe ProQuest E-Book  Electronic Book    ---  Available
35
E-Book/E-Doc
 

Examination of the Gramm-Leach-Bliley Act five years after its passage : hearing before the Committe


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs.
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2006. 2006

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 Axe Federal Documents Online  Y 4.B 22/3:S.HRG.108-892    ---  Available
36
E-Book/E-Doc
 

Federal Reserve Bank Services.


Board of Governors of the Federal Reserve System (U.S.), author.
Washington, D.C. : Board of Governors of the Federal Reserve System 20--

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 Axe Federal Documents Online  FR 1.2:INTERNET/9    ---  Available
37
E-Book/E-Doc
 

Financial Choice Act of 2016 : report of the Committee on Financial Services together with minority


United States. Congress. House. Committee on Financial Services, author.
Washington : U.S. Government Publishing Office, 2016- 2016

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 Axe Federal Documents Online  Y 1.1/8:114-883/    ---  Available
38
E-Book/E-Doc
 

Financial justice : the people's campaign to stop lender abuse


Kirsch, Larry.
Santa Barbara : Praeger, [2013] 2013

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 Axe ProQuest E-Book  Electronic Book    ---  Available
39
Print Material
 

Financial Privacy Act of 2023 : report (to accompany H.R. 5485).


United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Publishing Office], [2023] 2023

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40
Print Material
 

Financial privacy laws affecting sharing of customer information among affiliated institutions


Murphy, M. Maureen, author.
[Washington, D.C.] : Congressional Research Service, 2019- 2019

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 Axe Federal Documents Online  LC 14.23:RS 21427/    ---  Available
41
E-Book/E-Doc
 

Financial Product Safety Commission Act of 2015 : report together with minority views (to accompany


United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Publishing Office], [2016] 2016

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 Axe Federal Documents Online  Y 1.1/8:114-872    ---  Available
42
Print Material
 

Financial Reform: overview of the Volcker Rule


Miller, Rena S., author.
[Washington, D.C.] : Congressional Research Service, 2019- 2019

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 Axe Federal Documents Online  LC 14.24:IF 10923/    ---  Available
43
Print Material
 

Financial regulation and the federal budget.


Falkenheim, Michael, author.
[Washington, DC] : Congress of the United States, Congressional Budget Office, 2019. 2019

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 Axe Federal Documents Online  Y 10.2:F 49/10    ---  Available
44
E-Book/E-Doc
 

Financial regulatory reform



New York : Nova Science Publishers, c2010. 2010

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 Axe ProQuest E-Book  Electronic Book    ---  Available
45
E-Book/E-Doc
 

Financial regulatory reform : the international context : hearing before the Committee on Financial


United States. Congress. House. Committee on Financial Services.
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2011. 2011

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 Axe Federal Documents Online  Y 4.F 49/20:112-39    ---  Available
46
Print Material
 

Financial services and cybersecurity : the federal role


Weiss, N. Eric, author.
[Washington, D.C.] : Congressional Research Service, [2018?]- 2018

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 Axe Federal Documents Online  LC 14.23:R 44429/    ---  Available
47
E-Book/E-Doc
 

Financial services regulatory relief : private sector perspectives : hearing before the Subcommittee


United States. Congress. House. Committee on Financial Services. Subcommittee on Financial Institutions and Consumer Credit.
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2005. 2005

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 Axe Federal Documents Online  Y 4.F 49/20:109-32    ---  Available
48
E-Book/E-Doc
 

Financial services regulatory relief : the regulators' views : hearing before the Subcommittee on Fi


United States. Congress. House. Committee on Financial Services. Subcommittee on Financial Institutions and Consumer Credit.
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2005. 2005

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 Axe Federal Documents Online  Y 4.F 49/20:109-36    ---  Available
49
E-Book/E-Doc
 

A financial system that creates economic opportunities.


Mnuchin, Steven T., author.
Washington, D.C. : U.S. Department of the Treasury, 2017. 2017

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 Axe Federal Documents Online  T 1.2:F 49/13/2017    ---  Available
50
E-Book/E-Doc
 

A financial system that creates economic opportunities.


Mnuchin, Steven T., author.
Washington, D.C. : U.S. Department of the Treasury, 2017. 2017

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 Axe Federal Documents Online  T 1.2:F 49/11    ---  Available
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