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Subjects (1-22 of 22)
Mutual Funds United States
1
E-Book/E-Doc
 

The battle for the soul of capitalism


Bogle, John C.
New Haven : Yale University Press, c2005. 2005

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 Axe ProQuest E-Book  Electronic Book    ---  Available
2
E-Book/E-Doc
 

Berkshire beyond Buffett : the enduring value of values


Cunningham, Lawrence A., 1962- author.
New York ; Chichester, England : Columbia Business School Publishing, 2014. 2014

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 Axe ProQuest E-Book  Electronic Book    ---  Available
3
E-Book/E-Doc
 

Breakpoints



[Washington, D.C.] : U.S. Securities and Exchange Commission, [2008] 2008

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 Axe Federal Documents Online  SE 1.2:B 74    ---  Available
4
Print Material
 

COVID-19: selected capital markets segments supported by federal government liquidity interventions


Su, Eva, author.
[Washington, D.C.] : Congressional Research Service, 2020- 2020

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5
E-Book/E-Doc
 

Deposits and investments there's a critical difference.



[Washington, D.C.] : Office of the Comptroller of the Currency, [1993] 1993

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 Axe Federal Documents Online  T 12.2:97029279    ---  Available
6
E-Book/E-Doc
 

The fund industry : how your money is managed


Pozen, Robert C., author.
Hoboken, New Jersey : John Wiley & Sons, 2015. 2015

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 Axe ProQuest E-Book  Electronic Book    ---  Available
7
E-Book/E-Doc
 

Hedge funds and systemic risk


Dixon, Lloyd S.
Santa Monica, Calif. : RAND Corporation, 2012. 2012

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 Axe ProQuest E-Book  Electronic Book    ---  Available
8
E-Book/E-Doc
 

Invest wisely : an introduction to mutual funds.



[Washington, D.C.?] : [U.S. Securities and Exchange Commission], [1997?] 1997

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 Axe Federal Documents Online  SE 1.2:IN 8/22/996    ---  Available
9
E-Book/E-Doc
 

Investment companies



[Washington, D.C.] : U.S. Securities and Exchange Commission, [2007] 2007

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 Axe Federal Documents Online  SE 1.2:IN 8/35    ---  Available
10
E-Book/E-Doc
 

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 Axe ProQuest E-Book  Electronic Book    ---  Available
11
E-Book/E-Doc
 

The mutual fund industry competition and investor welfare



New York : Columbia University Press, c2010. 2010

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 Axe ProQuest E-Book  Electronic Book    ---  Available
12
E-Book/E-Doc
 

Mutual fund industry practices and their effect on individual investors : hearing before the Subcomm


United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises.
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O. [Congressional Sales Office], 2003. 2003

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 Axe Federal Documents Online  Y 4.F 49/20:108-11    ---  Available
13
E-Book/E-Doc
 

Mutual Fund Tax Awareness Act of 2000 report (to accompany H.R. 1089).


United States. Congress. House. Committee on Commerce.
[Washington, D.C.] : [U.S. G.P.O.], [2000] 2000

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 Axe Federal Documents Online  Y 1.1/8:106-547    ---  Available
14
E-Book/E-Doc
 

Mutual fund trading abuses lessons can be learned from SEC not having detected violations at an earl


United States. Government Accountability Office.
[Washington, D.C.] : U.S. Government Accountability Office, [2005] 2005

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 Axe Federal Documents Online  GA 1.13:GAO-05-313    ---  Available
15
E-Book/E-Doc
 

Mutual funds : a review of the regulatory landscape : hearing before the Subcommittee on Capital Mar


United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises.
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2005. 2005

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 Axe Federal Documents Online  Y 4.F 49/20:109-26    ---  Available
16
E-Book/E-Doc
 

Mutual funds greater transparency needed in disclosures to investors.


United States. General Accounting Office.
[Washington, D.C.] : U.S. General Accounting Office, [2003] 2003

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 Axe Federal Documents Online  GA 1.13:GAO-03-763    ---  Available
17
E-Book/E-Doc
 

Mutual funds : who's looking out for investors? : hearings before the Subcommittee on Capital Market


United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises.
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2003. 2003

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 Axe Federal Documents Online  Y 4.F 49/20:108-61    ---  Available
18
E-Book/E-Doc
 

SEC's report provides useful information on mutual fund fees and recommends improved fee disclosure


United States. General Accounting Office.
[Washington, D.C.] : The Office, [2001] 2001

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 Axe Federal Documents Online  GA 1.13:GAO-01-655 R    ---  Available
19
E-Book/E-Doc
 

The state of the securities industry : hearing before the Committee on Banking, Housing, and Urban A


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs.
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2004. 2004

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 Axe Federal Documents Online  Y 4.B 22/3:S.HRG.108-783    ---  Available
20
E-Book/E-Doc
 

The state of the securities industry : hearing before the Committee on Banking, Housing, and Urban A


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs.
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2006. 2006

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 Axe Federal Documents Online  Y 4.B 22/3:S.HRG.109-413    ---  Available
21
E-Book/E-Doc
 

Ultra-short bond funds know where you're parking your money



[Washington, D.C.] : U.S. Securities and Exchange Commission, [2009] 2009

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 Axe Federal Documents Online  SE 1.2:B 64/5    ---  Available
22
E-Book/E-Doc
 

Unit investment trusts (UITs)



[Washington, D.C.] : U.S. Securities and Exchange Commission, [2007] 2007

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 Axe Federal Documents Online  SE 1.2:UN 3    ---  Available
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