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Subjects (1-19 of 19)
Program Trading Securities United States
1
E-Book/E-Doc
 

After-hours trading understanding the risks



[Washington, D.C.] : U.S. Securities and Exchange Commission, [2008] 2008

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  SE 1.2:T 67    ---  Available
2
E-Book/E-Doc
 

Auto-surfing what you need to know



[Washington, D.C.] : U.S. Securities and Exchange Commission, [2006] 2006

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  SE 1.2:AU 8/2    ---  Available
3
E-Book/E-Doc
 

Closing price



[Washington, D.C.] : U.S. Securities and Exchange Commission, [2004] 2004

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  SE 1.2:P 93    ---  Available
4
E-Book/E-Doc
 

Credit derivatives confirmation backlogs increased dealers' operational risks, but were successfully


United States. Government Accountability Office.
[Washington, D.C.] : U.S. Govt. Accountability Office, [2007] 2007

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  GA 1.13:GAO-07-716    ---  Available
5
E-Book/E-Doc
 

Dark pools, flash orders, high-frequency trading, and other market structure issues : hearing before


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment.
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2010. 2010

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  Y 4.B 22/3:S.HRG.111-434    ---  Available
6
E-Book/E-Doc
 

Day trading : an overview : hearing before the Permanent Subcommittee on Investigations of the Commi


United States. Congress. Senate. Committee on Governmental Affairs. Permanent Subcommittee on Investigations.
Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office, 1999 [i.e. 2000] 2000

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  Y 4.G 74/9:S.HRG.106-285    ---  Available
7
E-Book/E-Doc
 

Day trading your dollars at risk



[Washington, D.C.] : U.S. Securities and Exchange Commission, [2005] 2005

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  SE 1.2:D 33/2    ---  Available
8
E-Book/E-Doc
 

Day trading : everyone gambles but the house : hearings before the Permanent Subcommittee on Investi


United States. Congress. Senate. Committee on Governmental Affairs. Permanent Subcommittee on Investigations.
Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office, 2000. 2000

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  Y 4.G 74/9:S.HRG.106-505    ---  Available
9
E-Book/E-Doc
 

Electronic communication networks and after-hours trading


United States. Securities and Exchange Commission.
[Washington, D.C.] : U.S. Securities and Exchange Commission, , [2000] 2000

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  SE 1.2:2002008993    ---  Available
10
E-Book/E-Doc
 

Electronic communication networks in the wake of September 11 : hearing before the Subcommittee on C


United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Commerce, Trade, and Consumer Protection.
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O. [Congressional Sales Office], 2002. 2002

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  Y 4.C 73/8:107-79    ---  Available
11
E-Book/E-Doc
 

Examining the causes and lessons of the May 6th market plunge : hearing before the Subcommittee on S


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment.
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2010. 2010

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  Y 4.B 22/3:S.HRG.111-774    ---  Available
12
E-Book/E-Doc
 

Examining the efficiency, stability, and integrity of the U.S. capital markets : joint hearing befor


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment.
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2011. 2011

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  Y 4.B 22/3:S.HRG.111-922    ---  Available
13
E-Book/E-Doc
 

Insider trading



[Washington, D.C.] : U.S. Securities and Exchange Commission, [2001] 2001

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  SE 1.2:T 67/2    ---  Available
14
E-Book/E-Doc
 

On-line brokerage keeping apace of cyberspace.


United States. Securities and Exchange Commission.
[Washington, D.C.] : U.S. Securities and Exchange Commission, , [1999?] 1999

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  SE 1.2:2002008994    ---  Available
15
E-Book/E-Doc
 

On-line trading better investor protection information needed on brokers' web sites : report to the


United States. General Accounting Office.
Washington, D.C. (P.O. Box 37050, Washington, D.C. 20013) : The Office, [2000] 2000

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Copies

Location Call No. OPAC Message Status
 Axe Federal Documents Online  GA 1.13:GGD-00-43    ---  Available
16
E-Book/E-Doc
 

On-line trading investor protections have improved but continued attention is needed : report to Con


United States. General Accounting Office.
[Washington, D.C.] : The Office, [2001] 2001

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  GA 1.13:GAO-01-858    ---  Available
17
E-Book/E-Doc
 

Securities operations update on actions taken to address day trading concerns.


United States. General Accounting Office.
[Washington, D.C.] : U.S. General Accounting Office, [2001] 2001

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  GA 1.13:GAO-02-20    ---  Available
18
E-Book/E-Doc
 

The state of the securities industry : hearing before the Committee on Banking, Housing, and Urban A


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs.
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2006. 2006

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  Y 4.B 22/3:S.HRG.109-413    ---  Available
19
E-Book/E-Doc
 

Trade execution what every investor should know



[Washington, D.C.] : U.S. Securities and Exchange Commission, [2004] 2004

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  SE 1.2:T 67/5    ---  Available
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