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Subjects (1-9 of 9)
Securities Industry Government Policy United States
1
E-Book/E-Doc
 

The financial crisis and the role of federal regulators : hearing before the Committee on Oversight


United States. Congress. House. Committee on Oversight and Government Reform.
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2010. 2010

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  Y 4.G 74/7:110-209    ---  Available
2
E-Book/E-Doc
 

Industry perspectives on the Obama administration's financial regulatory reform proposals : hearing


United States. Congress. House. Committee on Financial Services.
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2009. 2009

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 Axe Federal Documents Online  Y 4.F 49/20:111-62    ---  Available
3
Print Material
 

Introduction to financial services.


Shorter, Gary W., author.
[Washington, D.C.] : Congressional Research Service, 2019- 2019

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4
E-Book/E-Doc
 

Management and structural reforms at the Securities and Exchange Commission a progress report : hear


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment, author.
Washington : U.S. G.P.O., 2013. 2013

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  Y 4.B 22/3:S.HRG.112-412    ---  Available
5
E-Book/E-Doc
 

Money laundering oversight of suspicious activity reporting at bank-affiliated broker-dealers.


United States. General Accounting Office.
[Washington, D.C.] : U.S. General Accounting Office, [2001] 2001

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 Axe Federal Documents Online  GA 1.13:GAO-01-474    ---  Available
6
E-Book/E-Doc
 

Oversight of the SEC's agenda, operations, and FY 2014 budget request hearing before the Committee o


United States. Congress. House. Committee on Financial Services, author.
Washington : U.S. Government Printing Office, 2013. 2013

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  Y 4.F 49/20:113-20    ---  Available
7
E-Book/E-Doc
 

Oversight of the U.S. Securities and Exchange Commission : hearing before the Subcommittee on Capita


United States. Congress. House. Committee on Banking and Financial Services. Subcommittee on Capital Markets, Securities, and Government Sponsored Enterprises, author.
Washington : U.S. Government Printing Office, 2013. 2013

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  Y 4.F 49/20:112-119    ---  Available
8
E-Book/E-Doc
 

Regulatory perspectives on the Obama administration's financial regulatory reform proposals : hearin


United States. Congress. House. Committee on Financial Services.
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2010- 2010

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  Y 4.F 49/20:111-66    ---  Available
 Axe Federal Documents Online  Y 4.F 49/20:111-68    ---  Available
9
E-Book/E-Doc
 

Short-termism in financial markets : hearing before the Subcommittee on Economic Policy of the Commi


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Economic Policy.
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2010. 2010

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  Y 4.B 22/3:S.HRG.111-641    ---  Available
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