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America's insurance industry : keeping the promise : hearing before the Committee on Financial Servi

United States. Congress. House. Committee on Financial Services.
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O. [Congressional Sales Office], 2001. 2001

Auction rate securities market : a review of problems and potential resolutions : hearing before the

United States. Congress. House. Committee on Financial Services.
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2008. 2008

Day trading : an overview : hearing before the Permanent Subcommittee on Investigations of the Commi

United States. Congress. Senate. Committee on Governmental Affairs. Permanent Subcommittee on Investigations.
Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office, 1999 [i.e. 2000] 2000

Day trading : everyone gambles but the house : hearings before the Permanent Subcommittee on Investi

United States. Congress. Senate. Committee on Governmental Affairs. Permanent Subcommittee on Investigations.
Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office, 2000. 2000

Financial origami how the Wall Street model broke

Moynihan, Brendan.
Hoboken, NJ : Bloomberg Press, 2011. 2011

The future of the securities markets : hearing before the Subcommittee on Securities and Investment

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities and Investment.
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2005. 2005

Influenza pandemic key securities market participants are making progress, but agencies could do mor

United States. Government Accountability Office.
[Washington, D.C.] : U.S. Govt. Accountability Office, [2009] 2009

Introduction to financial services : capital markets

Su, Eva, author.
[Washington, D.C.] : Congressional Research Service, 2018- 2018

Market structure : ensuring orderly, efficient, innovative, and competitive markets for issuers and

United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets and Government Sponsored Enterprises, author.
Washington : U.S. G.P.O., 2013. 2013

Money, power and Wall Street

[Boston] : PBS, c2012. 2012

New stock trend detector : a review of the 1929-1932 panic and the 1932-1935 bull market : with new

Gann, William D., author.
[Place of publication not identified] : Picker Partners Publishing, [2016] 2016

Preliminary findings regarding the market events of May 6, 2010 report of the staffs of the CFTC and

Washington, D.C. : U.S. Commodity Futures Trading Commission : U.S. Securities & Exchange Commission, [2010] 2010

Regulation best interest (Reg BI): the SEC's rule for broker-dealers

Shorter, Gary W., author.
[Washington, D.C.] : Congressional Research Service, 2020- 2020

Regulation SHO recent actions appear to have initially reduced failures to deliver, but more industr

United States. Government Accountability Office.
[Washington, D.C.] : U.S. Govt. Accountability Office, [2009] 2009

The SEC proposal on market structure : how will investors fare? : hearing before the Subcommittee on

United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises.
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2004. 2004

The SEC's market structure proposal : will it enhance competition? : hearing before the Subcommittee

United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises.
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O. , 2005. 2005

Securities and Exchange Commission additional actions needed to ensure planned improvements address

United States. Government Accountability Office.
[Washington, D.C.] : U.S. Govt. Accountability Office, [2007] 2007

Securities and Exchange Commission existing post-employment controls could be further strengthened :

United States. Government Accountability Office.
[Washington, D.C.] : U.S. Govt. Accountability Office, [2011] 2011

Securities and Exchange Commission (SEC) actions to mitigate the impact of COVID-19

Shorter, Gary W., author.
[Washington, D.C.] : Congressional Research Service, 2020- 2020

Securities arbitration : actions needed to address problem of unpaid awards : report to congressiona

United States. General Accounting Office.
Washington, D.C. : The Office, [2000] 2000

Securities operations day trading requires continued oversight : report to congressional requesters

United States. General Accounting Office.
Washington, D.C. (441 G St., NW, Rm. LM, Washington, 20548) : U.S. General Accounting Office, [2000] 2000

Securities operations update on actions taken to address day trading concerns.

United States. General Accounting Office.
[Washington, D.C.] : U.S. General Accounting Office, [2001] 2001

Securities regulation factors that may affect trends in Regulation A offerings : report to congressi

United States. Government Accountability Office.
[Washington, D.C.] : U.S. Govt. Accountability Office, [2012] 2012

Staff report enhancing disclosure in the mortgage-backed securities markets : a staff report of the

United States. Task Force on Mortgage-Backed Securities Disclosure.
[Washington, D.C.] : Dept. of the Treasury : Office of Federal Housing Enterprise Oversight : Securities and Exchange Commission, [2003] 2003

The state of securitization markets : hearing before the Subcommittee on Securities, Insurance, and

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment.
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2011. 2011

Turmoil in the U.S. credit markets : examining the regulation of investment banks by the U.S. Securi

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment.
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2010. 2010

The Wall Street primer the players, deals, and mechanics of the U.S. securities market

Pedersen, Jason A.
Westport, Conn. : Praeger, 2009. 2009