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Securities Industry United States Evaluation
1
E-Books/E-Docs
 

Audit of the Office of Acquisitions' procurement and contract management functions


United States. Securities and Exchange Commission. Office of Audits.
Washington, D.C. : Securities and Exchange Commission, Office of Inspector General, Office of Audits, [2009] 2009

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  SE 1.42:471    ---  Available
2
E-Books/E-Docs
 

Division of Enforcement's disgorgement waivers


United States. Securities and Exchange Commission. Office of Audits.
Washington, D.C. : U.S. Securities and Exchange Commission, Office of Inspector General, Office of Audits, [2009] 2009

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 Axe Federal Documents Online  SE 1.42:452    ---  Available
3
E-Books/E-Docs
 

Inspection of corporation finance referrals : memorandum


United States. Securities and Exchange Commisssion. Office of Audits.
Washington, D.C. : U.S. Securities and Exchange Commission, Office of Inspector General, Office of Audits, [2008] 2008

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  SE 1.42:433    ---  Available
4
E-Books/E-Docs
 

Securities markets decimal pricing has contributed to lower trading costs and a more challenging tra


United States. Government Accountability Office.
[Washington, D.C.] : U.S. Government Accountability Office, [2005] 2005

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  GA 1.13:GAO-05-535    ---  Available
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