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Securities Industry China Congresses : Changing Economic Structures in China and India: Domestic and Regional Implications
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China and India [electronic resource] : learning from each other : reforms and policies for sustained
Axe ProQuest E-Book:Available
|
|
2006
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|
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Securities Industry Congresses
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|
|
|
The industrial organization and regulation of the securities industry [electronic resource] / edited
Axe ProQuest E-Book:Available
|
|
1996
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|
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Securities Industry Corrupt Practices
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|
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|
Highly confident : the crime and punishment of Michael Milken / Jesse Kornbluth.
Axe 3rd Floor Stacks:Available
|
|
1992
|
|
The last days of the club / Chris Welles.
Axe Special Collections Whitehead:Lib Use Only
|
|
1975
|
|
A license to steal : the untold story of Michael Milken and the conspiracy to bilk the nation / Benja
Axe 3rd Floor Stacks:Available
|
|
1992
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|
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Securities Industry Corrupt Practices Fiction
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|
|
|
The October list : a novel in reverse / with photographs by the author Jeffery Deaver.
Pittsburg 2nd Fl Fiction:Available
|
|
2013
|
|
The October list [large print] : a novel in reverse, with photographs by the author / Jeffery Deaver.
Pittsburg 2nd Fl Large Print :Available
|
|
2013
|
|
|
Securities Industry Deregulation United States : United States.
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|
|
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Streamlining Excessive and Costly Regulations Review Act : report together with minority views (to ac
Axe Federal Documents Online:Available
|
|
2016
|
|
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Securities Industry European Union Countries : Kazarian, Elias G.,
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|
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Integration of the securities market infrastructure in the European Union [electronic resource] : pol
Axe ProQuest E-Book:Available
|
|
2006
|
|
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Securities Industry Government Policy United States
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|
|
|
The financial crisis and the role of federal regulators : hearing before the Committee on Oversight a
Axe Federal Documents Online:Available
|
|
2010
|
|
Industry perspectives on the Obama administration's financial regulatory reform proposals : hearing b
Axe Federal Documents Online:Available
|
|
2009
|
|
Management and structural reforms at the Securities and Exchange Commission [electronic resource] : a
Axe Federal Documents Online:Available
|
ElectronicResource GovDoc
|
2013
|
|
Money laundering [electronic resource] : oversight of suspicious activity reporting at bank-affiliate
Axe Federal Documents Online:Available
|
ElectronicResource GovDoc
|
2001
|
|
4 additional entries
|
|
|
|
|
Securities Industry India
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|
|
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Capital markets in India [electronic resource] / edited by Rajesh Chakrabarti and Sankar De.
Axe ProQuest E-Book:Available
|
|
2010
|
|
|
Securities Industry India Congresses : Changing Economic Structures in China and India: Domestic and Regional Implications
|
|
|
|
China and India [electronic resource] : learning from each other : reforms and policies for sustained
Axe ProQuest E-Book:Available
|
|
2006
|
|
|
Securities Industry Information Services Law And Legislation United States
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|
|
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H.R. _____, the Swap Data Repository and Clearinghouse Indemnification Act of 2012 : hearing before t
Axe Federal Documents Online:Available
|
|
2012
|
|
Hearing to review H.R. 3283, H.R. 1838, and H.R. 4235 [electronic resource] : hearing before the Subc
Axe Federal Documents Online:Available
|
ElectronicResource GovDoc
|
2012
|
|
Swap Data Repository and Clearinghouse Indemnification Correction Act of 2012 [electronic resource] :
Axe Federal Documents Online:Available
|
ElectronicResource GovDoc
|
2012
|
|
Swap Data Repository and Clearinghouse Indemnification Correction Act of 2012 : report (to accompany
Axe Archives Fed Docs:Lib Use Only
|
|
2012
|
|
2 additional entries
|
|
|
|
|
Securities Industry Islamic Countries : Schoon, Natalie.
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|
|
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Islamic asset management [electronic resource] : an asset class on its own? / Natalie Schoon.
Axe ProQuest E-Book:Available
|
|
2011
|
|
|
Securities Industry Law And Legislation
|
|
|
|
Clearance and settlement in U.S. securities markets / Patrick Parkinson ... [et al.]
Axe Archives Fed Docs:Available
|
|
1992
|
|
The Convention on the Law Applicable to Certain Rights in Respect of Securities held with an Intermed
Axe Federal Documents Online:Available
|
|
2012
|
|
|
Securities Industry Law And Legislation Pacific Area : Asian Development Bank,
|
|
|
|
Digital financial services in the Pacific : experiences and regulatory issues / Asian Development Ban
Axe ProQuest E-Book:Available
|
|
2016
|
|
|
Securities Industry Law And Legislation United States
|
|
|
|
The administration's proposals for financial regulatory reform : hearing before the Committee on Fina
Axe Federal Documents Online:Available
|
|
2010
|
|
The Convention on the Law Applicable to Certain Rights in Respect of Securities held with an Intermed
Axe Federal Documents Online:Available
|
|
2012
|
|
Convention on the Law Applicable to Certain Rights in Respect of Securities held with an Intermediary
Axe Federal Documents Online:Available
|
|
2016
|
|
Dodd-Frank Wall Street Reform and Consumer Protection Act : conference report (to accompany H.R. 4173
Axe Federal Documents Online:Available
|
|
2010
|
|
17 additional entries
|
|
|
|
|
Securities Industry Law And Legislation United States Criminal Provisions : United States.
|
|
|
|
Accounting reform and investor protection : hearings before the Committee on Banking, Housing, and Ur
Axe Federal Documents Online:Available
|
|
2003
|
|
|
Securities Industry Law And Legislation United States Territories And Possessions
|
|
|
|
U.S. Territories Investor Protection Act of 2016 : report (to accompany H.R. 5322).
Axe Federal Documents Online:Available
|
|
2016
|
|
U.S. Territories Investor Protection Act of 2017 : report (to accompany H.R. 1366) (including cost es
Axe Federal Documents Online:Available
|
|
2017
|
|
|
Securities Industry New York State New York : Belfort, Jordan
|
|
|
|
The wolf of Wall Street / Jordan Belfort.
Pittsburg 2nd Fl Non-Fiction:Available
|
|
2013
|
|
|
Securities Industry New York State New York Drama
|
|
|
|
The wolf of Wall Street [DVD] / Paramount Pictures and Red Granite Pictures present ; an Appian Way a
Pittsburg 1st Fl DVD Collection:DUE 01-10-17 Billed, Pittsburg 1st Fl DVD Collection:DUE 09-12-22 Billed, Pittsburg 1st Fl DVD Collection:Available
|
|
2014
|
|
|
Securities Industry Protection United States
|
|
|
|
Assessment of Corporation Finance's confidential treatment processes and procedures [electronic resou
Axe Federal Documents Online:Available
|
ElectronicResource GovDoc
|
2010
|
|
Assessment of the SEC's bounty program [electronic resource].
Axe Federal Documents Online:Available
|
ElectronicResource GovDoc
|
2010
|
|
Assessment of the SEC's privacy program [electronic resource].
Axe Federal Documents Online:Available
|
ElectronicResource GovDoc
|
2010
|
|
Evaluation of the SEC privacy program [electronic resource].
Axe Federal Documents Online:Available
|
ElectronicResource GovDoc
|
2010
|
|
SEC's oversight of the Securities Investor Protection Corporation's activities [electronic resource].
Axe Federal Documents Online:Available
|
ElectronicResource GovDoc
|
2011
|
|
|
Securities Industry Research United States Evaluation : United States.
|
|
|
|
Securities research [electronic resource] : additional actions could improve regulatory oversight of
Axe Federal Documents Online:Available
|
ElectronicResource GovDoc
|
2012
|
|
|
Securities Industry Risk Management : Waxman, Andrew B.,
|
|
|
|
Rogues of Wall Street : how to manage risk in the cognitive era / Andrew B. Waxman.
Axe ProQuest E-Book:Available
|
|
2017
|
|
|
Securities Industry Risk Management United States
|
|
|
|
Enhanced investor protection after the financial crisis [electronic resource] : hearing before the Co
Axe Federal Documents Online:Available
|
ElectronicResource GovDoc
|
2012
|
|
Enhancing investor protection and the regulation of securities markets : hearing before the Committee
Axe Federal Documents Online:Available
|
|
2009
|
|
Mitigating systemic risk in financial markets through Wall Street reforms [electronic resource] : hea
Axe Federal Documents Online:Available
|
ElectronicResource GovDoc
|
2013
|
|
|
Securities Industry Security Measures Government Policy United States : United States.
|
|
|
|
Financial market preparedness [electronic resource] : significant progress has been made, but pandemi
Axe Federal Documents Online:Available
|
ElectronicResource GovDoc
|
2007
|
|
|
Securities Industry Self Regulation United States
|
|
|
|
Anti-money laundering [electronic resource] : efforts in the securities industry.
Axe Federal Documents Online:Available
|
ElectronicResource GovDoc
|
2001
|
|
Bank Secrecy Act enforcement : hearing before the Committee on Banking, Housing, and Urban Affairs, U
Axe Federal Documents Online:Available
|
|
2006
|
|
Consolidation of NASD and the regulatory functions of the NYSE : working towards improved regulation
Axe Federal Documents Online:Available
|
|
2009
|
|
Evaluation of steps taken to address the problem of unpaid arbitration awards [electronic resource] /
Axe Federal Documents Online:Available
|
ElectronicResource GovDoc
|
2001
|
|
11 additional entries
|
|
|
|
|
Securities Industry Standards United States : United States.
|
|
|
|
Market data : implications to investors : hearing before the Subcommittee on Capital Markets, Insuran
Axe Federal Documents Online:Available
|
|
2001
|
|
|
Securities Industry State Supervision
|
|
|
|
Financial sector assessment [electronic resource] : an handbook / World Bank and International Mone
Axe ProQuest E-Book:Available
|
|
2005
|
|
|
Securities Industry State Supervision Congresses
|
|
|
|
The industrial organization and regulation of the securities industry [electronic resource] / edited
Axe ProQuest E-Book:Available
|
|
1996
|
|
|
Securities Industry State Supervision France
|
|
|
|
France [electronic resource] : financial sector assessment program: detailed assessment of observance
Axe ProQuest E-Book:Available
|
|
2013
|
|
|
Securities Industry State Supervision United States
|
|
|
|
Financial regulatory reform : protecting taxpayers and the economy : hearing before the Joint Economi
Axe Federal Documents Online:Available
|
|
2010
|
|
Implementing derivatives reform [electronic resource] : reducing systemic risk and improving market o
Axe Federal Documents Online:Available
|
ElectronicResource GovDoc
|
2013
|
|
Over-the-counter derivatives : modernizing oversight to increase transparency and reduce risks : hear
Axe Federal Documents Online:Available
|
|
2010
|
|
Over the counter derivatives reform and addressing systemic risk : hearing before the Committee on Ag
Axe Federal Documents Online:Available
|
|
2011
|
|
3 additional entries
|
|
|
|
|
Securities Industry State Supervision United States Cost Effectiveness : United States.
|
|
|
|
The SEC's aversion to cost-benefit analysis [electronic resource] : hearing before the Subcommittee o
Axe Federal Documents Online:Available
|
ElectronicResource GovDoc
|
2012
|
|
|
Securities Industry United States
|
|
|
|
America's insurance industry : keeping the promise : hearing before the Committee on Financial Servic
Axe Federal Documents Online:Available
|
|
2001
|
|
Auction rate securities market : a review of problems and potential resolutions : hearing before the
Axe Federal Documents Online:Available
|
|
2008
|
|
Day trading : an overview : hearing before the Permanent Subcommittee on Investigations of the Commit
Axe Federal Documents Online:Available
|
|
2000
|
|
Day trading : everyone gambles but the house : hearings before the Permanent Subcommittee on Investig
Axe Federal Documents Online:Available
|
|
2000
|
|
23 additional entries
|
|
|
|
|
Securities Industry United States 21st Century
|
|
|
|
Breaking the bank [videorecording] / produced by Michael Kirk, Jim Gilmore, Mike Wiser ; written & di
Axe DVDs 1st Floor:Available
|
|
2009
|
|
|
Securities Industry United States Auditing : United States.
|
|
|
|
OCIE regional offices' referrals to enforcement [electronic resource].
Axe Federal Documents Online:Available
|
ElectronicResource GovDoc
|
2011
|
|
|
Securities Industry United States Automation Evaluation : United States.
|
|
|
|
Securities market operations [electronic resource] : the effects of SOES on the Nasdaq Market : repor
Axe Federal Documents Online:Available
|
ElectronicResource GovDoc
|
1998
|
|
|
Securities Industry United States Drama
|
|
|
|
Hustlers [videorecording] / STX Films presents ; a Gloria Sanchez/Nuyorican production ; in associati
Pittsburg 1st Fl DVD Collection:Lost and Paid
|
|
2019
|
|
Margin call [videorecording] / Benaroya Pictures and Myriad Pictures present a Before the Door produc
Axe DVDs 1st Floor:Available
|
|
2011
|
|
|
Securities Industry United States Evaluation
|
|
|
|
Audit of the Office of Acquisitions' procurement and contract management functions [electronic resour
Axe Federal Documents Online:Available
|
ElectronicResource GovDoc
|
2009
|
|
Division of Enforcement's disgorgement waivers [electronic resource].
Axe Federal Documents Online:Available
|
ElectronicResource GovDoc
|
2009
|
|
Inspection of corporation finance referrals : memorandum [electronic resource].
Axe Federal Documents Online:Available
|
ElectronicResource GovDoc
|
2008
|
|
Securities markets [electronic resource] : decimal pricing has contributed to lower trading costs and
Axe Federal Documents Online:Available
|
ElectronicResource GovDoc
|
2005
|
|
|
Securities Industry United States History
|
|
|
|
Every man a speculator : a history of Wall Street in American life / Steve Fraser.
Axe 3rd Floor Stacks:Available
|
|
2006
|
|
When Wall Street met Main Street [electronic resource] : the quest for an investors' democracy / Juli
Axe ProQuest E-Book:Available
|
|
2011
|
|
|
Securities Industry United States History 20th Century : Benn, Alec,
|
|
|
|
The unseen Wall Street of 1969-1975 [electronic resource] : and its significance for today / Alec Ben
Axe ProQuest E-Book:Available
|
|
2000
|
|
|
Securities Industry United States Information Services : United States.
|
|
|
|
Public access to market data : improving transparency and competition : hearing before the Subcommitt
Axe Federal Documents Online:Available
|
|
2001
|
|
|
Securities Industry United States Management : United States.
|
|
|
|
Mutual fund industry practices and their effect on individual investors : hearing before the Subcommi
Axe Federal Documents Online:Available
|
|
2003
|
|
|
Securities Industry United States Periodicals : United States.
|
|
|
|
SEC special studies [electronic resource] / U.S. Securities and Exchange Commission.
Axe Federal Documents Online:Available
|
ElectronicResource GovDoc
|
1994
|
|
|
Securities Industry United States Planning : United States.
|
|
|
|
Financial market preparedness [electronic resource] : significant progress has been made, but pandemi
Axe Federal Documents Online:Available
|
ElectronicResource GovDoc
|
2007
|
|
|
Securities Industry United States Regulation : United States.
|
|
|
|
Securities regulation [electronic resource] : opportunities exist to improve SEC's oversight of the F
Axe Federal Documents Online:Available
|
ElectronicResource GovDoc
|
2012
|
|
|
Securities Industry United States Regulations : Overdahl, James A.
|
|
|
|
Another day, another collar : an evaluation of the effects of NYSE Rule 80A on trading costs and inte
Axe Federal Documents Online:Available
|
|
1997
|
|
|
Securities Industry United States State Supervision
|
|
|
|
Credit derivatives [electronic resource] : confirmation backlogs increased dealers' operational risks
Axe Federal Documents Online:Available
|
ElectronicResource GovDoc
|
2007
|
|
SEC enforcement [electronic resource] : responses to GAO and SEC recommendations related to microcap
Axe Federal Documents Online:Available
|
ElectronicResource GovDoc
|
1998
|
| |
Securities Information Storage And Retrieval Systems -- See Information storage and retrieval systems Securities
|
|
|
|
|
Securities Information Storage And Retrieval Systems
|
|
|
|
EDGAR : the investor's guide to making better investments / by Gene Walden.
Axe 3rd Floor Stacks:Available
|
|
2003
|
|
How do I use EDGAR? [electronic resource] / U.S. Securities and Exchange Commission.
Axe Federal Documents Online:Available
|
ElectronicResource GovDoc
|
2007
|
|
XBRL--voluntary financial reporting on the EDGAR system [electronic resource] / U.S. Securities and E
Axe Federal Documents Online:Available
|
ElectronicResource GovDoc
|
2005
|
|
|
Securities Information Storage And Retrieval Systems Handbooks Manuals Etc : United States.
|
|
|
|
EDGAR filer manual.
Axe Federal Documents Online:Available
|
|
1991
|
|
|
Securities International Cooperation : Singer, David Andrew.
|
|
|
|
Regulating capital [electronic resource] : setting standards for the international financial system /
Axe ProQuest E-Book:Available
|
|
2007
|
|
|
Securities Investor Protection Act Of 1970 United States
|
|
|
|
Assessing the limitations of the Securities Investor Protection Act : hearing before the Subcommittee
Axe Federal Documents Online:Available
|
|
2011
|
|
Securities Investor Protection Corporation (SIPC) : basic functions and fairness and adequacy issues
Axe Federal Documents Online:Available
|
|
2019
|
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