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E-Book/E-Doc

Corporate Author

United States. Government Accountability Office.

Title Securities regulation [electronic resource] : opportunities exist to improve SEC's oversight of the Financial Industry Regulatory Authority : report to congressional committees.

Imprint

[Washington, D.C.] : U.S. Govt. Accountability Office, [2012]

Connect to
Connect to http://purl.fdlp.gov/GPO/gpo25370
Connect to https://www.gao.gov/assets/600/591222.pdf

Copies

Location	Call No.	OPAC Message	Status
Axe Federal Documents Online	GA 1.13:GAO-12-625	---	Available

Description	1 online resource (ii, 34 p.) : ill.
Note	Title from PDF title screen (viewed July 16, 2012).
	"May 2012."
Bibliography	Includes bibliographical references.
Note	"GAO-12-625."
Subject	Financial Industry Regulatory Authority.
	United States. Securities and Exchange Commission -- Rules and practice.
	Securities industry -- United States -- Regulation.
Added Title	Securities regulation : opportunities exist to improve Securities and Exchange Commission's oversight of the Financial Industry Regulatory Authority
	Opportunities exist to improve SEC's oversight of the Financial Industry Regulatory Authority
Running Title	SEC oversight of FINRA
Gpo Item No.	0546-D (online)
Sudoc No.	GA 1.13:GAO-12-625