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Subjects (1-2 of 2)
Securities Industry United States State Supervision
1
Credit derivatives confirmation backlogs increased dealers' operational risks, but were successfully
United States. Government Accountability Office.
[Washington, D.C.] : U.S. Govt. Accountability Office, [2007] 2007
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Axe Federal Documents Online
GA 1.13:GAO-07-716
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2
SEC enforcement responses to GAO and SEC recommendations related to microcap stock fraud : report to
United States. General Accounting Office.
Washington, D.C. (P.O. Box 37050, Washington 20013) : U.S. General Accounting Office, [1999] 1998
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Axe Federal Documents Online
GA 1.13:GGD-98-204
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