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Corporate Author
United States. Securities and Exchange Commission. Office of Audits.
Title
OCIE regional offices' referrals to enforcement [electronic resource].
Imprint
Washington, D.C. : U.S. Securities and Exchange Commission, Office of Inspector General, Office of Audits, [2011]
Connect to
Connect to https://permanent.fdlp.gov/gpo8310/493.pdf
Copies
Location
Call No.
OPAC Message
Status
Axe Federal Documents Online
SE 1.42:493
---
Available
Description
1 online resource (ix, 38 p.)
Series
Report ; no. 493
Report (United States. Securities and Exchange Commission. Office of Audits) ; no. 493.
Note
Title from title screen (viewed on June 8, 2011).
"March 30, 2011."
Bibliography
Includes bibliographical references.
Subject
United States. Securities and Exchange Commission. Office of Compliance Inspections and Examinations.
United States. Securities and Exchange Commission. Division of Enforcement.
Brokers -- United States -- Auditing.
Securities industry -- United States -- Auditing.
Added Title
Office of Compliance Inspections and Examinations regional offices' referrals to enforcement
Gpo Item No.
0904-A-04 (online)
Sudoc No.
SE 1.42:493
Available items only
