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Securities Industry Security Measures Government Policy United States : United States.
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Financial market preparedness [electronic resource] : significant progress has been made, but pandemi
Axe Federal Documents Online:Available
|
ElectronicResource GovDoc
|
2007
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|
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Securities Industry Self Regulation United States
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|
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Anti-money laundering [electronic resource] : efforts in the securities industry.
Axe Federal Documents Online:Available
|
ElectronicResource GovDoc
|
2001
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|
Bank Secrecy Act enforcement : hearing before the Committee on Banking, Housing, and Urban Affairs, U
Axe Federal Documents Online:Available
|
|
2006
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|
Consolidation of NASD and the regulatory functions of the NYSE : working towards improved regulation
Axe Federal Documents Online:Available
|
|
2009
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Evaluation of steps taken to address the problem of unpaid arbitration awards [electronic resource] /
Axe Federal Documents Online:Available
|
ElectronicResource GovDoc
|
2001
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|
11 additional entries
|
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Securities Industry Standards United States : United States.
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Market data : implications to investors : hearing before the Subcommittee on Capital Markets, Insuran
Axe Federal Documents Online:Available
|
|
2001
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Securities Industry State Supervision
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|
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|
Financial sector assessment [electronic resource] : an handbook / World Bank and International Mone
Axe ProQuest E-Book:Available
|
|
2005
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|
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Securities Industry State Supervision Congresses
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|
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The industrial organization and regulation of the securities industry [electronic resource] / edited
Axe ProQuest E-Book:Available
|
|
1996
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Securities Industry State Supervision France
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|
|
|
France [electronic resource] : financial sector assessment program: detailed assessment of observance
Axe ProQuest E-Book:Available
|
|
2013
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Securities Industry State Supervision United States
|
|
|
|
Financial regulatory reform : protecting taxpayers and the economy : hearing before the Joint Economi
Axe Federal Documents Online:Available
|
|
2010
|
|
Implementing derivatives reform [electronic resource] : reducing systemic risk and improving market o
Axe Federal Documents Online:Available
|
ElectronicResource GovDoc
|
2013
|
|
Over-the-counter derivatives : modernizing oversight to increase transparency and reduce risks : hear
Axe Federal Documents Online:Available
|
|
2010
|
|
Over the counter derivatives reform and addressing systemic risk : hearing before the Committee on Ag
Axe Federal Documents Online:Available
|
|
2011
|
|
3 additional entries
|
|
|
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Securities Industry State Supervision United States Cost Effectiveness : United States.
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The SEC's aversion to cost-benefit analysis [electronic resource] : hearing before the Subcommittee o
Axe Federal Documents Online:Available
|
ElectronicResource GovDoc
|
2012
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|
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Securities Industry United States
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|
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America's insurance industry : keeping the promise : hearing before the Committee on Financial Servic
Axe Federal Documents Online:Available
|
|
2001
|
|
Auction rate securities market : a review of problems and potential resolutions : hearing before the
Axe Federal Documents Online:Available
|
|
2008
|
|
Day trading : an overview : hearing before the Permanent Subcommittee on Investigations of the Commit
Axe Federal Documents Online:Available
|
|
2000
|
|
Day trading : everyone gambles but the house : hearings before the Permanent Subcommittee on Investig
Axe Federal Documents Online:Available
|
|
2000
|
|
23 additional entries
|
|
|
|
|
Securities Industry United States 21st Century
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Breaking the bank [videorecording] / produced by Michael Kirk, Jim Gilmore, Mike Wiser ; written & di
Axe DVDs 1st Floor:Available
|
|
2009
|
|
|
Securities Industry United States Auditing : United States.
|
|
|
|
OCIE regional offices' referrals to enforcement [electronic resource].
Axe Federal Documents Online:Available
|
ElectronicResource GovDoc
|
2011
|
|
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Securities Industry United States Automation Evaluation : United States.
|
|
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Securities market operations [electronic resource] : the effects of SOES on the Nasdaq Market : repor
Axe Federal Documents Online:Available
|
ElectronicResource GovDoc
|
1998
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|
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Securities Industry United States Drama
|
|
|
|
Hustlers [videorecording] / STX Films presents ; a Gloria Sanchez/Nuyorican production ; in associati
Pittsburg 1st Fl DVD Collection:Lost and Paid
|
|
2019
|
|
Margin call [videorecording] / Benaroya Pictures and Myriad Pictures present a Before the Door produc
Axe DVDs 1st Floor:Available
|
|
2011
|
|
|
Securities Industry United States Evaluation
|
|
|
|
Audit of the Office of Acquisitions' procurement and contract management functions [electronic resour
Axe Federal Documents Online:Available
|
ElectronicResource GovDoc
|
2009
|
|
Division of Enforcement's disgorgement waivers [electronic resource].
Axe Federal Documents Online:Available
|
ElectronicResource GovDoc
|
2009
|
|
Inspection of corporation finance referrals : memorandum [electronic resource].
Axe Federal Documents Online:Available
|
ElectronicResource GovDoc
|
2008
|
|
Securities markets [electronic resource] : decimal pricing has contributed to lower trading costs and
Axe Federal Documents Online:Available
|
ElectronicResource GovDoc
|
2005
|
|
|
Securities Industry United States History
|
|
|
|
Every man a speculator : a history of Wall Street in American life / Steve Fraser.
Axe 3rd Floor Stacks:Available
|
|
2006
|
|
When Wall Street met Main Street [electronic resource] : the quest for an investors' democracy / Juli
Axe ProQuest E-Book:Available
|
|
2011
|
|
|
Securities Industry United States History 20th Century : Benn, Alec,
|
|
|
|
The unseen Wall Street of 1969-1975 [electronic resource] : and its significance for today / Alec Ben
Axe ProQuest E-Book:Available
|
|
2000
|
|
|
Securities Industry United States Information Services : United States.
|
|
|
|
Public access to market data : improving transparency and competition : hearing before the Subcommitt
Axe Federal Documents Online:Available
|
|
2001
|
|
|
Securities Industry United States Management : United States.
|
|
|
|
Mutual fund industry practices and their effect on individual investors : hearing before the Subcommi
Axe Federal Documents Online:Available
|
|
2003
|
|
|
Securities Industry United States Periodicals : United States.
|
|
|
|
SEC special studies [electronic resource] / U.S. Securities and Exchange Commission.
Axe Federal Documents Online:Available
|
ElectronicResource GovDoc
|
1994
|
|
|
Securities Industry United States Planning : United States.
|
|
|
|
Financial market preparedness [electronic resource] : significant progress has been made, but pandemi
Axe Federal Documents Online:Available
|
ElectronicResource GovDoc
|
2007
|
|
|
Securities Industry United States Regulation : United States.
|
|
|
|
Securities regulation [electronic resource] : opportunities exist to improve SEC's oversight of the F
Axe Federal Documents Online:Available
|
ElectronicResource GovDoc
|
2012
|
|
|
Securities Industry United States Regulations : Overdahl, James A.
|
|
|
|
Another day, another collar : an evaluation of the effects of NYSE Rule 80A on trading costs and inte
Axe Federal Documents Online:Available
|
|
1997
|
|
|
Securities Industry United States State Supervision
|
|
|
|
Credit derivatives [electronic resource] : confirmation backlogs increased dealers' operational risks
Axe Federal Documents Online:Available
|
ElectronicResource GovDoc
|
2007
|
|
SEC enforcement [electronic resource] : responses to GAO and SEC recommendations related to microcap
Axe Federal Documents Online:Available
|
ElectronicResource GovDoc
|
1998
|
| |
Securities Information Storage And Retrieval Systems -- See Information storage and retrieval systems Securities
|
|
|
|
|
Securities Information Storage And Retrieval Systems
|
|
|
|
EDGAR : the investor's guide to making better investments / by Gene Walden.
Axe 3rd Floor Stacks:Available
|
|
2003
|
|
How do I use EDGAR? [electronic resource] / U.S. Securities and Exchange Commission.
Axe Federal Documents Online:Available
|
ElectronicResource GovDoc
|
2007
|
|
XBRL--voluntary financial reporting on the EDGAR system [electronic resource] / U.S. Securities and E
Axe Federal Documents Online:Available
|
ElectronicResource GovDoc
|
2005
|
|
|
Securities Information Storage And Retrieval Systems Handbooks Manuals Etc : United States.
|
|
|
|
EDGAR filer manual.
Axe Federal Documents Online:Available
|
|
1991
|
|
|
Securities International Cooperation : Singer, David Andrew.
|
|
|
|
Regulating capital [electronic resource] : setting standards for the international financial system /
Axe ProQuest E-Book:Available
|
|
2007
|
|
|
Securities Investor Protection Act Of 1970 United States
|
|
|
|
Assessing the limitations of the Securities Investor Protection Act : hearing before the Subcommittee
Axe Federal Documents Online:Available
|
|
2011
|
|
Securities Investor Protection Corporation (SIPC) : basic functions and fairness and adequacy issues
Axe Federal Documents Online:Available
|
|
2019
|
|
|
Securities Investor Protection Corporation
|
|
|
|
Assessing the limitations of the Securities Investor Protection Act : hearing before the Subcommittee
Axe Federal Documents Online:Available
|
|
2011
|
|
The Securities Investor Protection Corporation : past, present, and future : hearing before the Subco
Axe Federal Documents Online:Available
|
|
2012
|
|
Securities Investor Protection Corporation (SIPC) : basic functions and fairness and adequacy issues
Axe Federal Documents Online:Available
|
|
2019
|
|
Securities Investor Protection Corporation (SIPC) [electronic resource] / U.S. Securities and Exchang
Axe Federal Documents Online:Available
|
ElectronicResource GovDoc
|
2007
|
|
3 additional entries
|
|
|
|
|
Securities Investor Protection Corporation Auditing : United States.
|
|
|
|
SEC's oversight of the Securities Investor Protection Corporation's activities [electronic resource].
Axe Federal Documents Online:Available
|
ElectronicResource GovDoc
|
2011
|
|
|
Securities Investor Protection Corporation Officials And Employees Selection And Appointment : United States.
|
|
|
|
Nominations of Kevin Wolf, Suresh Kumar, David W. Mills, Douglas A. Criscitello, Theodore W. Tozer, O
Axe Federal Documents Online:Available
|
|
2010
|
|
|
Securities Investor Protection Corporation Rules And Practice
|
|
|
|
The Madoff investment securities fraud : regulatory and oversight concerns and the need for reform :
Axe Federal Documents Online:Available
|
|
2009
|
|
Securities Investor Protection Corporation [electronic resource] : customer outcomes in the Madoff li
Axe Federal Documents Online:Available
|
ElectronicResource GovDoc
|
2012
|
|
Securities Investor Protection Corporation [electronic resource] : interim report on the Madoff liqui
Axe Federal Documents Online:Available
|
ElectronicResource GovDoc
|
2012
|
|
|
Securities Investor Protection Corporation Rules And Practice Evaluation : Williams, Orice M.
|
|
|
|
Follow-up on GAO recommendations concerning the Securities Investor Protection Corporation [electroni
Axe Federal Documents Online:Available
|
ElectronicResource GovDoc
|
2004
|
|
|
Securities Islamic Countries
|
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Islamic finance [electronic resource] : law, economics, and practice / Mahmoud A. El-Gamal.
Axe ProQuest E-Book:Available
|
|
2006
|
|
Sukuk securities : new ways of debt contracting / Meysam Safari, Mohamed Ariff, Shamsher Mohamad.
Axe ProQuest E-Book:Available
|
|
2014
|
|
|
Securities Islamic Law
|
|
|
|
Global sukuk and Islamic securitization market [electronic resource] : financial engineering and prod
Axe ProQuest E-Book:Available
|
|
2012
|
|
Islamic finance : issues in Sukuk and proposals for reform / editors, Mohammad Hashim Kamali, Abdul K
Axe ProQuest E-Book:Available
|
|
2014
|
|
|
Securities Italy
|
|
|
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L'acquisto di azioni proprie : teoria e pratica a confronto / Francesco Giovanni Avallone.
Axe ProQuest E-Book:Available
|
|
2013
|
|
La disciplina delle societa con azioni quotate : estratto da il mercato mobiliare decima edizione / R
Axe ProQuest E-Book:Available
|
|
2016
|
|
Identificazione dell'azionista e legittimazione all'esercizio del voto nelle S.p.A. quotate / Matteo
Axe ProQuest E-Book:Available
|
|
2012
|
|
Gli strumenti finanziari partecipativi e non partecipativi nelle societa per azioni / Amedeo Valzer.
Axe ProQuest E-Book:Available
|
|
2012
|
| |
Securities Law And Legislation -- See Securities
|
|
|
|
|
Securities Lending United States
|
|
|
|
Securities lending in retirement plans [electronic resource] : why the banks win, even when you lose
Axe Federal Documents Online:Available
|
ElectronicResource GovDoc
|
2011
|
|
The tri-party repo market [electronic resource] : remaining challenges : hearing before the Subcommit
Axe Federal Documents Online:Available
|
ElectronicResource GovDoc
|
2013
|
|
|
Securities Listing : Sanger, Gary C.
|
|
|
|
Stock exchange listings, firm value, and market efficiency / by Gary C. Sanger.
Axe 3rd Floor Stacks:Available
|
|
1982
|
|
|
Securities Listing Germany : Dietrich, Justyna.
|
|
|
|
Variables influencing the severity of IPO underpricing [electronic resource] : an empirical analysis
Axe ProQuest E-Book:Available
|
|
2012
|
|
|
Securities Listing United States : United States.
|
|
|
|
Securities regulation [electronic resource] : improvements needed in the Amex Listing program.
Axe Federal Documents Online:Available
|
ElectronicResource GovDoc
|
2001
|
|
|
Securities Mathematical Models
|
|
|
|
Hypermodels in mathematical finance [electronic resource] : modelling via infinitesimal analysis / Si
Axe ProQuest E-Book:Available
|
|
2003
|
|
An introduction to stochastic orders / Felix Belzunce, Universidad de Murcia, Spain, Carolina Martine
Axe ProQuest E-Book:Available
|
|
2016
|
|
An introduction to stochastic orders / Félix Belzunce, Universidad de Murcia, Spain, Carolina Martíne
Axe Elsevier ScienceDirect Ebook:Available
|
|
2016
|
|
Statistical methods in finance / edited by G.S. Maddala and C.R. Rao.
Axe Elsevier ScienceDirect Ebook:Available
|
|
1996
|
| |
Securities Mortgage Backed -- See Mortgage-backed securities
|
|
|
|
|
Securities Nigeria
|
|
|
|
Nigeria [electronic resource] : publication of financial sector assessment program documentation - de
Axe ProQuest E-Book:Available
|
|
2013
|
|
|
Securities Ontario History : Armstrong, Chris,
|
|
|
|
Moose pastures and mergers : the Ontario Securities Commission and the regulation of share markets in
Axe ProQuest E-Book:Available
|
|
2001
|
|
|
Securities Periodicals
|
|
|
|
The Bankers magazine.
Axe Basement Microfilm Cabinets:Available
|
|
1964
|
|
Bankers magazine.
Axe Basement Microfilm Cabinets:Available
|
|
1943
|
|
Dun's review : a Dun & Bradstreet publication.
Axe Basement Microfilm Cabinets:Available
|
|
1969
|
|
The Insiders' chronicle.
Axe Basement Microfilm Cabinets:Available
|
|
1976
|
|
4 additional entries
|
|
|
|
|
Securities Prices
|
|
|
|
Asset prices and monetary policy [electronic resource] / edited by John Y. Campbell.
Axe ProQuest E-Book:Available
|
|
2008
|
|
Empirical market microstructure [electronic resource] : the institutions, economics and econometrics
Axe ProQuest E-Book:Available
|
|
2007
|
|
Investors and markets [electronic resource] : portfolio choices, asset prices, and investment advice
Axe ProQuest E-Book:Available
|
|
2008
|
|
Machine trading : deploying computer algorithms to conquer the markets / Ernest P. Chan.
Axe ProQuest E-Book:Available
|
|
2017
|
|
3 additional entries
|
|
|
|
|
Securities Prices Charts Diagrams Etc : Brooks, Al,
|
|
|
|
Trading price action reversals [electronic resource] : technical analysis of price charts bar by bar
Axe ProQuest E-Book:Available
|
|
2012
|
|
|
Securities Prices Data Processing : Hamana, Elias,
|
|
|
|
Systembasiertes volatilitatstrading : konzeption eines handelssystems auf basis des mean-reversion ef
Axe ProQuest E-Book:Available
|
|
2015
|
|
|
Securities Prices Mathematical Models
|
|
|
|
Advances in quantitative analysis of finance and accounting [electronic resource] . Volume 3 : essays
Axe ProQuest E-Book:Available
|
|
2006
|
|
Forecasting expected returns in the financial markets [electronic resource] / edited by Stephen Satch
Axe ProQuest E-Book:Available
|
|
2007
|
|
Forecasting volatility in the financial markets [electronic resource] / edited by John Knight, Stephe
Axe ProQuest E-Book:Available
|
|
2007
|
|
Fourier transform methods in finance [electronic resource] / Umberto Cherubini ... [et al.].
Axe ProQuest E-Book:Available
|
|
2010
|
|
Volatility : practical options theory / by Adam S. Iqbal.
Axe ProQuest E-Book:Available
|
|
2018
|
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