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Subjects (1-18 of 18)
Securities Fraud United States Prevention
1
E-Book/E-Doc
 

Additional reforms to the Securities Investor Protection Act : hearing before the Subcommittee on Ca


United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises.
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2010. 2010

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  Y 4.F 49/20:111-94    ---  Available
2
E-Book/E-Doc
 

Assessing the limitations of the Securities Investor Protection Act : hearing before the Subcommitte


United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises.
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2010. 2011

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  Y 4.F 49/20:111-158    ---  Available
3
E-Book/E-Doc
 

Assessing the Madoff Ponzi scheme and regulatory failures : hearing before the Subcommittee on Capit


United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises.
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2009. 2009

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  Y 4.F 49/20:111-2    ---  Available
4
E-Book/E-Doc
 

Insider trading and Congressional accountability : hearing before the Committee on Homeland Security


United States. Congress. Senate. Committee on Homeland Security and Governmental Affairs.
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2012. 2012

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  Y 4.G 74/9:S.HRG.112-344    ---  Available
5
Print Material
 

Insider Trading Prohibition Act : report together with minority views (to accompany H.R. 2534) (incl


United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Publishing Office], [2019] 2019

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  Y 1.1/8:116-219    ---  Lib Use Only
6
E-Book/E-Doc
 

Investor Protection Act of 2009 report together with dissenting views (to accompany H.R. 3817) (incl


United States. Congress. House. Committee on Financial Services.
[Washington, D.C.] : [U.S. G.P.O.], [2010]- 2010

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  Y 1.1/8:111-687/    ---  Available
7
E-Book/E-Doc
 

The Madoff investment securities fraud : regulatory and oversight concerns and the need for reform :


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs.
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2009. 2009

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  Y 4.B 22/3:S.HRG.111-38    ---  Available
8
E-Book/E-Doc
 

Meeting on assessing the Madoff Ponzi scheme and the need for regulatory reform : Committee on Finan


United States. Congress. House. Committee on Financial Services.
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2011. 2011

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  Y 4.F 49/20:111-B    ---  Available
9
Print Material
 

No one would listen : a true financial thriller


Markopolos, Harry.
Hoboken, N.J. : Wiley, c2010. 2010

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Location Call No. OPAC Message Status
 Pittsburg 2nd Fl Non-Fiction  364.163 Mar    ---  Available
10
E-Book/E-Doc
 

No one would listen a true financial thriller


Markopolos, Harry.
Hoboken, N.J. : Wiley, c2010. 2010

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Location Call No. OPAC Message Status
 Axe ProQuest E-Book  Electronic Book    ---  Available
11
E-Book/E-Doc
 

Not born yesterday how seniors can stop investment fraud : hearing before the Special Committee on A


United States. Congress. Senate. Special Committee on Aging.
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2006. 2006

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  Y 4.AG 4:S.HRG.109-494    ---  Available
12
E-Book/E-Doc
 

Oversight of the Securities and Exchange Commission's failure to identify the Bernard L. Madoff Ponz


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs.
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2010. 2010

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  Y 4.B 22/3:S.HRG.111-368    ---  Available
13
E-Book/E-Doc
 

Protecting consumers : what can Congress do to help financial regulators coordinate efforts to fight


United States. Congress. House. Committee on Financial Services. Subcommittee on Oversight and Investigations.
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O. [Congressional Sales Office], 2001. 2001

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  Y 4.F 49/20:107-2    ---  Available
14
Print Material
 

Schemes and false statements : Supreme Court to consider scope of anti-fraud liability under securit


Sykes, Jay B., author.
[Washington, D.C.] : Congressional Research Service, 2018- 2018

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  LC 14.25:LSB 10224/    ---  Available
15
E-Book/E-Doc
 

The Securities Investor Protection Corporation : past, present, and future : hearing before the Subc


United States. Congress. House. Committee on Banking and Financial Services. Subcommittee on Capital Markets, Securities, and Government Sponsored Enterprises, author.
Washington : U.S. Government Printing Office, 2012. 2012

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  Y 4.F 49/20:112-105    ---  Available
16
Print Material
 

Shareholder Political Transparency Act of 2020 : report together with minority views (to accompany H


United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Publishing Office], [2020] 2020

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  Y 1.1/8:116-632    ---  Available
17
E-Book/E-Doc
 

STOCK Act report of the Committee on Homeland Security and Governmental Affairs, United States Senat


United States. Congress. Senate. Committee on Homeland Security and Governmental Affairs.
Washington : U.S. G.P.O., 2012. 2012

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  Y 1.1/5:112-244    ---  Available
18
E-Book/E-Doc
 

STOCK Act report of the Committee on Homeland Security and Governmental Affairs, United States Senat


United States. Congress. Senate. Committee on Homeland Security and Governmental Affairs.
Washington : U.S. G.P.O., 2012. 2012

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Copies

Location Call No. OPAC Message Status
 Axe Federal Documents Online  Y 1.1/5:112-244    ---  Available
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