Securities
--
16 Related Subjects
2
Securities
2018 World Bank capital increase proposal / Martin A. Weiss.
2019
The art of credit derivatives [electronic resource] : demystifying the black swan / Joao Garcia and S
Axe ProQuest E-Book:Available
2010
The art of vulture investing [electronic resource] : adventures in distressed securities management /
Axe ProQuest E-Book:Available
2012
Asset pricing [electronic resource] / editors: Jianping Mei, Hsien-hsing Liao.
Axe ProQuest E-Book:Available
2003
55 additional entries
3
Securities Accounting Standards United States : United States.
Current issues before the Financial Accounting Standards Board : hearing before the Subcommittee on C
Axe Federal Documents Online:Available
2001
4
Securities Act Of 1933 United States
Encouraging Public Offerings Act of 2023: report (to accompany H.R. 2793) (including cost estimate of
2023
Enhancing Multi-Class Share Disclosures Act : report (to accompany H.R. 2795) (including cost estimat
2023
Equal Opportunity for All Investors Act of 2023 : report (to accompany H.R. 2797) (including cost est
2023
Interval funds [electronic resource] / U.S. Securities and Exchange Commission.
Axe Federal Documents Online:Available
2007
5 additional entries
5
Securities Advertising : Plummer, Arthur Newton,
The great American swindle, incorporated, by A. Newton Plummer.
Axe 3rd Floor Stacks:DUE 05-22-24
1932
6
Securities Africa
Managerial finance. Volume 37, Number 3, Special issue on African equity markets [electronic resource
Axe ProQuest E-Book:Available
2011
7
Securities Africa West : Diouf, Mame Astou.
Financing growth in the WAEMU through the regional securities market [electronic resource] : past suc
Axe ProQuest E-Book:Available
2012
8
Securities Asia : Purfield, Catriona.
Asian equity markets [electronic resource] : growth, opportunities, and challenges / prepared by Catr
Axe ProQuest E-Book:Available
2006
9
Securities Canada : Belhocine, Nazim.
The stock of intangible capital in Canada [electronic resource] : evidence from the aggregate value o
Axe ProQuest E-Book:Available
2009
10
Securities Central America
Central America [electronic resource] : structural foundations for regional financial integration / [
Axe ProQuest E-Book:Available
2006
11
Securities China
A bull in China : investing profitably in the world's greatest market / Jim Rogers.
Axe 3rd Floor Stacks:Available
2007
China's holdings of U.S. securities : implications for the U.S. economy / Wayne M. Morrison, Marc Lab
Axe Federal Documents Online:Available
2019
China's securities market : towards efficient regulation / Jing Bian.
Axe ProQuest E-Book:Available
2014
Chinese stock markets [electronic resource] : a research handbook / Dongwei Su.
Axe ProQuest E-Book:Available
2003
3 additional entries
Securities Clearing Of -- See Clearing of securities
13
Securities Commissions Finance Statistics : United States.
Expenditures and revenues of state securities regulatory agencies / United States General Accounting
Axe Federal Documents Online:Available
2000
14
Securities Commissions United States : United States.
Private fund advisers [electronic resource] : although a self-regulatory organization could supplemen
Axe Federal Documents Online:Available
2011
15
Securities Commissions United States Auditing : United States.
The roles and responsibilities of inspectors general within financial regulatory agencies : hearing b
Axe Federal Documents Online:Available
2010
16
Securities Conflict Of Laws : Hague Conference on Private International Law.
The Convention on the Law Applicable to Certain Rights in Respect of Securities held with an Intermed
Axe Federal Documents Online:Available
2012
17
Securities Conflict Of Laws United States : Hague Conference on Private International Law.
The Convention on the Law Applicable to Certain Rights in Respect of Securities held with an Intermed
Axe Federal Documents Online:Available
2012
18
Securities Congresses
Asymmetric information, corporate finance, and investment [electronic resource] / edited by R. Glenn
Axe ProQuest E-Book:Available
1990
The Internationalization of equity markets [electronic resource] / edited by Jeffrey A. Frankel.
Axe ProQuest E-Book:Available
1994
Securities Criminal Provisions -- See Securities fraud
Securities Data Processing -- See Also the narrower term Program trading (Securities)
21
Securities Developing Countries
The development and regulation of non-bank financial institutions [electronic resource] / Jeffey Carm
Axe ProQuest E-Book:Available
2002
The politics of equity finance in emerging markets [electronic resource] / Kathryn C. Lavelle.
Axe ProQuest E-Book:Available
2004
22
Securities Dictionaries
The complete words of Wall Street : the professional's guide to investment literacy / Allan H. Pessin
Axe 3rd Floor Stacks:Available
1991
Investment and securities dictionary / compiled by Michael C. Thomsett.
Axe 3rd Floor Stacks:Available
1986
Wall Street lingo : thousands of investment terms explained simply / by Nora Peterson.
Axe 3rd Floor Stacks:Available
2007
Wall Street words : an essential A to Z guide for today's investor / David L. Scott.
Axe 3rd Floor Stacks:Available
1997
Wall Street words [electronic resource] : an A to Z guide to investment terms for today's investor /
Axe Credo Reference E-Book:Available
2012
23
Securities Dictionaries Polyglot : Valentine, S. P.
International dictionary of the securities industry / Stuart Valentine.
Axe 3rd Floor Stacks:Available
1989
24
Securities Directories
Walker's manual of penny stocks.
Axe 3rd Floor Stacks:Available
1999
Walker's manual of unlisted stocks.
Axe 3rd Floor Stacks:Available
1996
25
Securities Europe
Intermediated securities [electronic resource] : the impact of the Geneva Securities Convention and t
Axe ProQuest E-Book:Available
2013
Prospectus for the public offering of securities in Europe. Volume II [electronic resource] / general
Axe ProQuest E-Book:Available
2009
26
Securities European Union Countries
After Enron [electronic resource] : improving corporate law and modernising securities regulation in
Axe ProQuest E-Book:Available
2006
The age of ESMA : governing EU financial markets / Niamh Moloney.
Axe ProQuest E-Book:Available
2018
Comparing European and U.S. securities regulations [electronic resource] : MiFID versus corresponding
Axe ProQuest E-Book:Available
2010
Integration of the securities market infrastructure in the European Union [electronic resource] : pol
Axe ProQuest E-Book:Available
2006
Prospectus for the public offering of securities in Europe. Volume II [electronic resource] / general
Axe ProQuest E-Book:Available
2009
27
Securities Exchange Act Of 1934 United States
ESG Disclosure Simplification Act of 2021 : report together with minority views (to accompany H.R. 11
Axe Federal Documents Online:Available
2021
Expanding Access to Capital Act of 2023 : report (to accompany H.R. 2799) (including cost estimate of
2023
Expanding Access to Capital Act of 2023 : report together with minority views (to accompany H.R. 2799
2023
Improving Access to Small Business Information Act : report (to accompany H.R. 1548) (including cost
2023
8 additional entries
Securities Exchanges -- See Stock exchanges
29
Securities Fraud
The challenge of enforcement in the securities markets [electronic resource] : mission impossible? /
Axe ProQuest E-Book:Available
2009
How to avoid fraud [electronic resource] / U.S. Securities and Exchange Commission.
Axe Federal Documents Online:Available
2005
Infectious greed : how deceit and risk corrupted the financial markets / Frank Partnoy.
Axe 3rd Floor Stacks:Available
2003
Internet fraud [electronic resource] : how to avoid internet investment scams / U.S. Securities and E
Axe Federal Documents Online:Available
2007
8 additional entries
30
Securities Fraud Caribbean Area : Carvajal, Ana.
Ponzi schemes in the Caribbean [electronic resource] / prepared by Ana Carvajal ...[et. al.].
Axe ProQuest E-Book:Available
2009
31
Securities Fraud Case Studies : Sharp, Kathleen.
In good faith / Kathleen Sharp.
Axe 3rd Floor Stacks:Available
1995
32
Securities Fraud Drama
Arbitrage [videorecording] / Lionsgate presents ; Green Room Films and TreeHouse Pictures present ; a
Pittsburg 1st Fl DVD Collection:DUE 05-08-17 Billed
2012
33
Securities Fraud Fiction : Robards, Karen,
Hush / Karen Robards.
Eureka Fiction:Available, Pittsburg 2nd Fl Fiction:Available
2014
34
Securities Fraud Kansas : Bader, Robert Smith,
The great Kansas bond scandal / Robert Smith Bader.
Axe 3rd Floor Stacks:Available, Axe Kansas Collection:Lib Use Only, Eureka Non-Fiction:Available, Pittsburg 2nd Fl Kansas Collection:Missing, Pittsburg 2nd Fl Kansas Reference:Available
1982
35
Securities Fraud New York State : Peterson, Andrew,
White collar crime in the mutual fund industry [electronic resource] / Andrew Peterson.
Axe ProQuest E-Book:Available
2012
36
Securities Fraud Ohio Cleveland : United States.
One broker gone bad : punishing the criminal, making victims whole : hearing before the Subcommittee
Axe Federal Documents Online:Available
2002
37
Securities Fraud United States
Accountability issues : lessons learned from Enron's fall : hearing before the Committee on the Judic
Axe Federal Documents Online:Available
2003
Backdating of stock options [electronic resource] / Bernard T. Weinstein, editor.
Axe ProQuest E-Book:Available
2010
Executive compensation : backdating to the future : hearing before the Committee on Finance, United S
Axe Federal Documents Online:Available
2006
Family office regulation in light of the Archegos fallout / Eva Su.
2023
27 additional entries
38
Securities Fraud United States Cases : Johnson, Bruce,
The hedge fund fraud casebook [electronic resource] / Bruce Johnson.
Axe ProQuest E-Book:Available
2010
39
Securities Fraud United States Periodicals : United States.
Annual report.
2017
40
Securities Fraud United States Prevention
Additional reforms to the Securities Investor Protection Act : hearing before the Subcommittee on Cap
Axe Federal Documents Online:Available
2010
Assessing the limitations of the Securities Investor Protection Act : hearing before the Subcommittee
Axe Federal Documents Online:Available
2011
Assessing the Madoff Ponzi scheme and regulatory failures : hearing before the Subcommittee on Capita
Axe Federal Documents Online:Available
2009
Insider trading and Congressional accountability : hearing before the Committee on Homeland Security
Axe Federal Documents Online:Available
2012
16 additional entries
41
Securities Fraud United States States Prevention : United States.
The role of state securities regulators in protecting investors : hearing before the Committee on Ban
Axe Federal Documents Online:Available
2005
42
Securities Germany
Handbuch borsennotierte AG : aktien- und kapitalmarktrecht / herausgegeben von Prof. Dr. Reinhard Mar
Axe ProQuest E-Book:Available
2014
Handbuch Borsennotierte AG : Aktien- und Kapitalmarktrecht / Reinhard Marsch-Barner, Frank A. Schafer
Axe ProQuest E-Book:Available
2018
43
Securities Government Policy United States
A financial system that creates economic opportunities. Capital markets: report to President Donald J
Axe Federal Documents Online:Available
2017
OTC derivatives [electronic resource] : additional oversight could reduce costly sales practice dispu
Axe Federal Documents Online:Available
1997
Oversight of the U.S. Securities and Exchange Commission : evaluating present reforms and future chal
Axe Federal Documents Online:Available
2010
Oversight of the U.S. Securities and Exchange Commission's operations, activities, challenges, and FY
Axe Federal Documents Online:Available
2011
Strategic planning, resource allocation, and crisis management : is the SEC ready? : hearing before t
Axe Federal Documents Online:Available
2004
44
Securities Great Britain
Capital markets law and compliance [electronic resource] : the implications of MiFID / Paul Nelson.
Axe ProQuest E-Book:Available
2008
Title and title conflicts in respect of intermediated securities under English law / by Wenwen Liang.
Axe ProQuest E-Book:Available
2013
45
Securities Great Britain Periodicals
The economist [electronic resource].
Axe Gale Electronic Resource:Available
1843
46
Securities History : Sobel, Robert,
The great bull market; Wall Street in the 1920s.
Axe 3rd Floor Stacks:Available, Axe Kansas Collection J Schick:Lib Use Only
1968
47
Securities Industry
Blue blood and mutiny : the fight for the soul of Morgan Stanley / Patricia Beard.
Axe 3rd Floor Stacks:Available
2007
The challenge of enforcement in the securities markets [electronic resource] : mission impossible? /
Axe ProQuest E-Book:Available
2009
Wall Street : how it works and for whom / Doug Henwood.
Axe 3rd Floor Stacks:Available
1998
When the levees break : re-visioning regulation of the securities markets / Karen Kunz and Jena Marti
Axe ProQuest E-Book:Available
2017
48
Securities Industry Accounting Corrupt Practices United States
The collapse of MF Global [electronic resource] : lessons learned and policy implications : hearing b
Axe Federal Documents Online:Available
2013
The collapse of MF Global : hearing before the Subcommittee on Oversight and Investigations of the Co
Axe Federal Documents Online:Available
2012
Hearing to examine the MF Global bankruptcy [electronic resource] : hearing before the Committee on A
Axe Federal Documents Online:Available
2012
Investigative hearing on the MF Global bankruptcy [electronic resource] : hearing before the Committe
Axe Federal Documents Online:Available
2012
49
Securities Industry Canada History : Armstrong, Christopher,
Blue skies and boiler rooms : buying and selling securities in Canada, 1870-1940 / Christopher Armstr
Axe ProQuest E-Book:Available
1997
50
Securities Industry China Congresses : Changing Economic Structures in China and India: Domestic and Regional Implications
China and India [electronic resource] : learning from each other : reforms and policies for sustained
Axe ProQuest E-Book:Available
2006
Add Marked to Bag
Add All On Page
