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Subjects (1-36 of 36)
Stock Exchanges United States
1
Print Material
 

Addressing the threat from securities investments that finance certain companies of the People's Rep


United States. President (2021- : Biden), author.
Washington : U.S. Government Publishing Office, 2021. 2021

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 Axe Federal Documents Online  Y 1.1/7:117-40    ---  Available
2
Print Material
 

Amending Executive Order 13959--addressing the threat from securities investments that finance commu


United States. President (2017-2021 : Trump), author.
Washington : U.S. Government Publishing Office, 2021. 2021

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3
E-Book/E-Doc
 

Analyzing the analysts : hearings before the Subcommittee on Capital Markets, Insurance, and Governm


United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises.
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., [Congressional Sales Office], 2001. 2001

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 Axe Federal Documents Online  Y 4.F 49/20:107-25    ---  Available
4
E-Book/E-Doc
 

The art of speculation


Carret, Philip L. (Philip Lord), 1896- author.
[Place of publication not identified] : Pickle Partners Publishing, [2015] 2015

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 Axe ProQuest E-Book  Electronic Book    ---  Available
5
E-Book/E-Doc
 

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 Axe ProQuest E-Book  Electronic Book    ---  Available
6
E-Book/E-Doc
 

Chain of blame how Wall Street caused the mortgage and credit crisis


Muolo, Paul.
Hoboken, N.J. : John Wiley & Sons, c2008. 2008

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 Axe ProQuest E-Book  Electronic Book    ---  Available
7
Print Material
 

Chinese companies listed on major U.S. stock exchanges.



[Washington, DC] : [U.S.-China Economic and Security Review Commission], 2023. 2023

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8
E-Book/E-Doc
 

Competition and transparency in the financial marketplace of the future : hearing before the Subcomm


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities.
Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office, 2001. 2001

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  Y 4.B 22/3:S.HRG.106-1002    ---  Available
9
Print Material
 

Continuation of the national emergency with respect to the threat from securities investments that f


United States. President (2021- : Biden), author.
Washington : U.S. Government Publishing Office, 2021. 2021

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 Axe Federal Documents Online  Y 1.1/7:117-72    ---  Available
10
Print Material
 

Continuation of the national emergency with respect to the threat from securities investments that f


United States. President (2021- : Biden), author.
Washington : U.S. Government Publishing Office, 2022. 2022

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11
E-Book/E-Doc
 

Emergence of swap execution facilities a progress report : hearing before the Subcommittee on Securi


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment.
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2012. 2012

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 Axe Federal Documents Online  Y 4.B 22/3:S.HRG.112-288    ---  Available
12
E-Book/E-Doc
 

Examining the efficiency, stability, and integrity of the U.S. capital markets : joint hearing befor


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment.
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2011. 2011

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 Axe Federal Documents Online  Y 4.B 22/3:S.HRG.111-922    ---  Available
13
Print Material
 

An executive order addressing the threat from securities investments that finance communist Chinese


United States. President (2017-2021 : Trump), author.
Washington : U.S. Government Publishing Office, 2020. 2020

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 Axe Federal Documents Online  Y 1.1/7:116-170    ---  Available
14
Print Material
 

Financial markets and institutions


Saunders, Anthony, 1949- author.
New York, NY : McGraw-Hill Education, [2019] 2019

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 Axe 3rd Floor Stacks  332 Sa87f 2019    ---  Available
15
E-Book/E-Doc
 

The future of the securities markets : hearing before the Subcommittee on Securities and Investment


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities and Investment.
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2005. 2005

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 Axe Federal Documents Online  Y 4.B 22/3:S.HRG.108-828    ---  Available
16
Print Material
 

GameStop-related market volatility : what happened?


Shorter, Gary W., author.
[Washington, D.C.] : Congressional Research Service, 2021- 2021

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17
E-Book/E-Doc
 

A global view : examining cross-border exchange mergers : hearing before the Subcommittee on Securit


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment.
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2009. 2009

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 Axe Federal Documents Online  Y 4.B 22/3:S.HRG.110-925    ---  Available
18
E-Book/E-Doc
 

Market microstructure examination of exchange-traded funds (ETFs) : hearing before the Subcommittee


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment.
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2012. 2012

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 Axe Federal Documents Online  Y 4.B 22/3:S.HRG.112-400    ---  Available
19
E-Book/E-Doc
 

Market structure : ensuring orderly, efficient, innovative, and competitive markets for issuers and


United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets and Government Sponsored Enterprises, author.
Washington : U.S. G.P.O., 2013. 2013

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  Y 4.F 49/20:112-137    ---  Available
20
Video/Film/DVD
 

Money, power and Wall Street



[Boston] : PBS, c2012. 2012

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 Axe DVDs 1st Floor  332.109 M746 2012  Disc 1    ---  Available
 Axe DVDs 1st Floor  332.109 M746 2012  Disc 2    ---  Available
21
E-Book/E-Doc
 

New stock trend detector : a review of the 1929-1932 panic and the 1932-1935 bull market : with new


Gann, William D., author.
[Place of publication not identified] : Picker Partners Publishing, [2016] 2016

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 Axe ProQuest E-Book  Electronic Book    ---  Available
22
E-Book/E-Doc
 

Populists, plungers, and progressives : a social history of stock and commodity speculation, 1868-19


Cowing, Cedric B., author.
Princeton, New Jersey : Princeton University Press, 1965. 1965

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 Axe ProQuest E-Book  Electronic Book    ---  Available
23
E-Book/E-Doc
 

Red-blooded risk the secret history of Wall Street


Brown, Aaron, 1956-
Hoboken, NJ : Wiley, 2011. 2011

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 Axe ProQuest E-Book  Electronic Book    ---  Available
24
E-Book/E-Doc
 

Report on the comparison of order executions across equity market structures


United States. Securities and Exchange Commission. Office of Economic Analysis.
[Washington, D.C.] : U.S. Securities and Exchange Commission, [2001] 2001

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 Axe Federal Documents Online  SE 1.2:2002009007    ---  Available
25
E-Book/E-Doc
 

Report on the practice of preferencing


United States. Securities and Exchange Commission.
[Washington, D.C.] : U.S. Securities and Exchange Commission, [1997] 1997

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  SE 1.2:2002009008    ---  Available
26
E-Book/E-Doc
 

A review of self-regulatory organizations in the securities markets : hearings before the Committee


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs.
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2007. 2007

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  Y 4.B 22/3:S.HRG.109-998    ---  Available
27
Print Material
 

The risks of China's internet companies on U.S. stock exchanges (with addendum added September 12, 2


Rosier, Kevin, author.
[Washington, D.C.] : U.S.-China Economic and Security Review Commission, 2014. 2014

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 Axe Federal Documents Online  Y 3.2:C 44/IN 8/5    ---  Available
28
E-Book/E-Doc
 

SEC oversight : current state and agenda : hearing before the Subcommittee on Capital Markets, Insur


United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises.
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2009. 2009

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  Y 4.F 49/20:111-57    ---  Available
29
Print Material
 

Second Treasury report on regulatory relief : capital markets


Su, Eva, author.
[Washington, D.C.] : Congressional Research Service, 2018- 2018

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30
Print Material
 

The SEC's best interest proposal for advice given by broker-dealers


Shorter, Gary W., author.
[Washington, D.C.] : Congressional Research Service, 2018- 2018

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31
E-Book/E-Doc
 

The SEC's market structure proposal : will it enhance competition? : hearing before the Subcommittee


United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises.
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O. , 2005. 2005

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 Axe Federal Documents Online  Y 4.F 49/20:109-2    ---  Available
32
Print Material
 

Securities investments that finance certain companies of the People's Republic of China : message fr


United States. President (2021- : Biden), author.
Washington : U.S. Government Publishing Office, 2023. 2023

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33
E-Book/E-Doc
 

Securities markets opportunities exist to enhance investor confidence and improve listing program ov


United States. General Accounting Office.
[Washington, D.C.] : U.S. General Accounting Office, [2004] 2004

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 Axe Federal Documents Online  GA 1.13:GAO-04-75    ---  Available
34
E-Book/E-Doc
 

Selling America short the SEC and market contrarians in the age of absurdity


Sauer, Richard.
Hoboken, N.J. : John Wiley & Sons, c2010. 2010

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 Axe ProQuest E-Book  Electronic Book    ---  Available
35
Print Material
 

Selling America short : the SEC and market contrarians in the age of absurdity


Sauer, Richard.
Hoboken, N.J. : John Wiley & Sons, c2010. 2010

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 Axe 3rd Floor Stacks  332.6 Sa85s 2010    ---  Available
36
E-Book/E-Doc
 

The state of the securities industry : hearing before the Committee on Banking, Housing, and Urban A


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs.
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2006. 2006

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  Y 4.B 22/3:S.HRG.109-413    ---  Available
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