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Additional reforms to the Securities Investor Protection Act : hearing before the Subcommittee on Ca

United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises.
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2010. 2010

Assessing the limitations of the Securities Investor Protection Act : hearing before the Subcommitte

United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises.
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2010. 2011

Ensuring appropriate regulatory oversight of broker-dealers and legislative proposals to improve inv

United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets and Government Sponsored Enterprises.
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2012. 2012

H.R. 658, the Accountant, Compliance, and Enforcement Staffing Act of 2003 and H.R. 957, the Broker

United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises.
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O. [Congressional Sales Office], 2003. 2003

Investor and industry perspectives on investment advisers and broker-dealers

Santa Monica, CA : Rand, c2008. 2008

Investors guide to loss recovery rights, mediation, arbitration, and other strategies

Straney, Louis L., 1946-
Hoboken, N.J. : Wiley, c2012. 2012

Legislative proposals to relieve the red tape burden on investors and job creators hearing before th

United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets and Government Sponsored Enterprises, author.
Washington : U.S. Government Printing Office, 2013. 2013

Retail Investor Protection Act : report together with minority views (to accompany H.R. 1090) (inclu

United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Publishing Office], [2015]- 2015

Retail Investor Protection Act report together with minority views (to accompany H.R. 2374) (includi

United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Printing Office], [2013]- 2013

The Securities Investor Protection Corporation : past, present, and future : hearing before the Subc

United States. Congress. House. Committee on Banking and Financial Services. Subcommittee on Capital Markets, Securities, and Government Sponsored Enterprises, author.
Washington : U.S. Government Printing Office, 2012. 2012