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Subjects (1-8 of 8)
Stockbrokers United States
1
Print Material
 

The asylum : the renegades who hijacked the world's oil market


Goodman, Leah McGrath.
New York, NY : William Morrow, c2011. 2011

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 Axe 3rd Floor Stacks  332.6097471 G622a 2011    ---  Available
2
E-Book/E-Doc
 

Competing for capital investor relations in a dynamic world


Marcus, Bruce W., 1925-
Hoboken, N.J. : Wiley, c2005. 2005

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 Axe ProQuest E-Book  Electronic Book    ---  Available
3
Print Material
 

Flash boys : a Wall Street revolt


Lewis, Michael (Michael M.)
New York : W.W. Norton & Company, [2014] 2014

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 Pittsburg 2nd Fl Non-Fiction  332.62 Lew    ---  Available
4
E-Book/E-Doc
 

Improving the corporate governance of the New York Stock Exchange : hearing before the Committee on


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs.
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2005. 2005

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 Axe Federal Documents Online  Y 4.B 22/3:S.HRG.108-881    ---  Available
5
E-Book/E-Doc
 

Protect your money check out brokers and investment advisers



[Washington, D.C.] : U.S. Securities and Exchange Commission, [2008] 2008

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 Axe Federal Documents Online  SE 1.2:M 74    ---  Available
6
E-Book/E-Doc
 

Report of the joint Treasury-SEC-Federal Reserve Board study of the government-related securities ma


United States. Department of the Treasury, author.
[Washington, D.C.] : [Department of the Treasury], 1980. 1980

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 Axe Federal Documents Online  T 1.2:SE 2/10    ---  Available
7
Print Material
 

The SEC's best interest proposal for advice given by broker-dealers


Shorter, Gary W., author.
[Washington, D.C.] : Congressional Research Service, 2018- 2018

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8
E-Book/E-Doc
 

Securities markets competition and multiple regulators heighten concerns about self-regulation.


United States. General Accounting Office.
[Washington, D.C.] : U.S. General Accounting Office, [2002] 2002

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 Axe Federal Documents Online  GA 1.13:GAO-02-362    ---  Available
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