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ESG Disclosure Simplification Act of 2021 : report together with minority views (to accompany H.R. 1

United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Publishing Office], [2021] 2021

Expanding Access to Capital Act of 2023 : report (to accompany H.R. 2799) (including cost estimate o

United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Publishing Office], [2023] 2023

Expanding Access to Capital Act of 2023 : report together with minority views (to accompany H.R. 279

United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Publishing Office], 2023. 2023

Improving Access to Small Business Information Act : report (to accompany H.R. 1548) (including cost

United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Publishing Office], [2023] 2023

Insider trading Information on bounties

[Washington, D.C.] : U.S. Securities and Exchange Commission, [2006] 2006

Interval funds

[Washington, D.C.] : U.S. Securities and Exchange Commission, [2007] 2007

Promoting Opportunities for Non-Traditional Capital Formation : report (to accompany H.R. 2796) (inc

United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Publishing Office], [2023] 2023

Review of the SEC's Section 13(f) reporting requirements

United States. Securities and Exchange Commission. Office of Audits.
Washington, D.C. : U.S. Securities and Exchange Commission, Office of Inspector General, Office of Audits, [2010] 2010

The SEC's proxy advisory firm disclosure reforms

Shorter, Gary W., author.
[Washington, D.C.] : Congressional Research Service, 2020- 2020

Securities and Exchange Commission books and records requirements for brokers and dealers under the

Wannisky, Kathleen E.
Washington, DC : U.S. General Accounting Office, [2001] 2001

To Amend the Securities Exchange Act of 1934 to Specify Certain Registration Statement Contents for

United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Publishing Office], [2023] 2023

Trade execution rules your brokerage firm must follow

[Washington, D.C.] : U.S. Securities and Exchange Commission, [2004] 2004