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Subjects (1-13 of 13)
United States Securities And Exchange Commission Management
1
E-Book/E-Doc
 

Fixing the watchdog legislative proposals to improve and enhance the Securities and Exchange Commiss


United States. Congress. House. Committee on Financial Services.
Washington : U.S. G.P.O., 2012. 2012

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Copies

Location Call No. OPAC Message Status
 Axe Federal Documents Online  Y 4.F 49/20:112-62    ---  Available
2
E-Book/E-Doc
 

Investor.gov.


United States. Securities and Exchange Commission. Office of Investor Education and Advocacy, author.
Washington, DC : U.S. Securities and Exchange Commission, Office of Investor Education and Advocacy 20--

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Copies

Location Call No. OPAC Message Status
 Axe Federal Documents Online  SE 1.2:2    ---  Available
3
E-Book/E-Doc
 

Management and structural reforms at the Securities and Exchange Commission a progress report : hear


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment, author.
Washington : U.S. G.P.O., 2013. 2013

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Copies

Location Call No. OPAC Message Status
 Axe Federal Documents Online  Y 4.B 22/3:S.HRG.112-412    ---  Available
4
E-Book/E-Doc
 

Oversight of the SEC Inspector General's report on the "Investigation of the SEC's response to conce


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs.
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2011. 2011

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Copies

Location Call No. OPAC Message Status
 Axe Federal Documents Online  Y 4.B 22/3:S.HRG.111-818    ---  Available
5
E-Book/E-Doc
 

Oversight of the SEC's agenda, operations, and FY 2014 budget request hearing before the Committee o


United States. Congress. House. Committee on Financial Services, author.
Washington : U.S. Government Printing Office, 2013. 2013

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Copies

Location Call No. OPAC Message Status
 Axe Federal Documents Online  Y 4.F 49/20:113-20    ---  Available
6
E-Book/E-Doc
 

Oversight of the Securities and Exchange Commission's failure to identify the Bernard L. Madoff Ponz


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs.
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2010. 2010

Rating:

Copies

Location Call No. OPAC Message Status
 Axe Federal Documents Online  Y 4.B 22/3:S.HRG.111-368    ---  Available
7
E-Book/E-Doc
 

Oversight of the U.S. Securities and Exchange Commission : evaluating present reforms and future cha


United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises.
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2010. 2010

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Copies

Location Call No. OPAC Message Status
 Axe Federal Documents Online  Y 4.F 49/20:111-144    ---  Available
8
E-Book/E-Doc
 

Oversight of the U.S. Securities and Exchange Commission : hearing before the Subcommittee on Capita


United States. Congress. House. Committee on Banking and Financial Services. Subcommittee on Capital Markets, Securities, and Government Sponsored Enterprises, author.
Washington : U.S. Government Printing Office, 2013. 2013

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Copies

Location Call No. OPAC Message Status
 Axe Federal Documents Online  Y 4.F 49/20:112-119    ---  Available
9
E-Book/E-Doc
 

Oversight of the U.S. Securities and Exchange Commission's operations, activities, challenges, and F


United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets and Government Sponsored Enterprises.
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2011. 2011

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Copies

Location Call No. OPAC Message Status
 Axe Federal Documents Online  Y 4.F 49/20:112-14    ---  Available
10
E-Book/E-Doc
 

SEC operations increased workload creates challenges


United States. General Accounting Office.
Washington, D.C. : U.S. General Accounting Office, [2002] 2002

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Copies

Location Call No. OPAC Message Status
 Axe Federal Documents Online  GA 1.13:GAO-02-302    ---  Available
11
E-Book/E-Doc
 

Securities and Exchange Commission continued management attention would strengthen internal supervis


United States. Government Accountability Office, author, issuing body.
[Washington, D.C.] : United States Government Accountability Office, 2013. 2013

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Copies

Location Call No. OPAC Message Status
 Axe Federal Documents Online  GA 1.13:GAO-13-314    ---  Available
12
E-Book/E-Doc
 

Strategic planning, resource allocation, and crisis management : is the SEC ready? : hearing before


United States. Congress. House. Committee on Government Reform. Subcommittee on Government Efficiency and Financial Management.
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2004. 2004

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Copies

Location Call No. OPAC Message Status
 Axe Federal Documents Online  Y 4.G 74/7:R 31/24    ---  Available
13
E-Book/E-Doc
 

U.S. Securities and Exchange Commission.


United States. Securities and Exchange Commission, author.
Washington, DC : U.S. Securities and Exchange Commission 20--

Rating:

Copies

Location Call No. OPAC Message Status
 Axe Federal Documents Online  SE 1.2:    ---  Available
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