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United States Securities And Exchange Commission Administration : United States.
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The investor's advocate : how the SEC protects investors, maintains market integrity, and facilities
Axe Federal Documents Online:Available
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2008
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United States Securities And Exchange Commission Appropriations And Expenditures
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Financial services and general government appropriations for 2022 : hearings before a subcommittee of
Axe Federal Documents Online:Available
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2020
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Financial services and general government appropriations for fiscal year 2010 : hearings before a sub
Axe Federal Documents Online:Available
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2009
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Financial services and general government appropriations for fiscal year 2011 [electronic resource] :
Axe Federal Documents Online:Available
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ElectronicResource GovDoc
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2011
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Financial services and general government appropriations for fiscal year 2012 : hearings before a sub
Axe Federal Documents Online:Available
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2012
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4 additional entries
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United States Securities And Exchange Commission Appropriations And Expenditures Auditing
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Audit of the SEC budget execution cycle [electronic resource].
Axe Federal Documents Online:Available
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ElectronicResource GovDoc
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2011
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Securities and Exchange Commission [electronic resource] : review of fiscal year 2003 and 2004 budget
Axe Federal Documents Online:Available
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ElectronicResource GovDoc
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2004
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United States Securities And Exchange Commission Appropriations And Expenditures Periodicals
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FY ... performance budget [electronic resource].
Axe Federal Documents Online:Available
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ElectronicResource GovDoc
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2008
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SEC performance budget for ... [electronic resource].
Axe Federal Documents Online:Available
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ElectronicResource GovDoc
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2007
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United States Securities And Exchange Commission Auditing
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Audit of the FedTraveler Travel Service [electronic resource].
Axe Federal Documents Online:Available
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ElectronicResource GovDoc
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2010
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Evaluation of the SEC encryption program [electronic resource].
Axe Federal Documents Online:Available
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ElectronicResource GovDoc
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2010
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Evaluation of the SEC privacy program [electronic resource].
Axe Federal Documents Online:Available
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ElectronicResource GovDoc
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2010
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Financial audit [electronic resource] : Securities and Exchange Commission's financial statements for
Axe Federal Documents Online:Available
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ElectronicResource GovDoc
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2006
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5 additional entries
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United States Securities And Exchange Commission Commission Guidance Regarding Disclosure Related To
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Climate change disclosure and financial risk [electronic resource] : merits and concerns / Carolyn S.
Axe ProQuest E-Book:Available
|
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2012
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United States Securities And Exchange Commission Computer Network Resources
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Researching the federal securities laws through the SEC website [electronic resource] / U.S. Securiti
Axe Federal Documents Online:Available
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ElectronicResource GovDoc
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2008
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United States Securities And Exchange Commission Data Processing Handbooks Manuals Etc : United States.
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EDGAR filer manual.
Axe Federal Documents Online:Available
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1991
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United States Securities And Exchange Commission Division Of Corporation Finance Auditing : United States.
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Assessment of Corporation Finance's confidential treatment processes and procedures [electronic resou
Axe Federal Documents Online:Available
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ElectronicResource GovDoc
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2010
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United States Securities And Exchange Commission Division Of Enforcement
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Division of Enforcement's disgorgement waivers [electronic resource].
Axe Federal Documents Online:Available
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ElectronicResource GovDoc
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2009
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OCIE regional offices' referrals to enforcement [electronic resource].
Axe Federal Documents Online:Available
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ElectronicResource GovDoc
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2011
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Program improvements needed within the SEC's Division of Enforcement [electronic resource].
Axe Federal Documents Online:Available
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ElectronicResource GovDoc
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2009
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United States Securities And Exchange Commission Division Of Enforcement Rules And Practice
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Securities and Exchange Commission [electronic resource] : additional actions needed to ensure planne
Axe Federal Documents Online:Available
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ElectronicResource GovDoc
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2007
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Securities and Exchange Commission [electronic resource] : greater attention needed to enhance commun
Axe Federal Documents Online:Available
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ElectronicResource GovDoc
|
2009
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Strengthening the SEC's vital enforcement responsibilities : hearing before the Subcommittee on Secur
Axe Federal Documents Online:Available
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2009
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United States Securities And Exchange Commission Evaluation
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Inspection of corporation finance referrals : memorandum [electronic resource].
Axe Federal Documents Online:Available
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ElectronicResource GovDoc
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2008
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Practices related to naked short selling complaints and referrals [electronic resource].
Axe Federal Documents Online:Available
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ElectronicResource GovDoc
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2009
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Securities and Exchange Commission [electronic resource] : actions needed to improve Public Company A
Axe Federal Documents Online:Available
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ElectronicResource GovDoc
|
2002
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United States Securities And Exchange Commission Finance
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Assessment of the SEC information technology investment process [electronic resource].
Axe Federal Documents Online:Available
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ElectronicResource GovDoc
|
2010
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The Competitive Market Supervision Act, S. 2107 : hearing before the Committee on Banking, Housing, a
Axe Federal Documents Online:Available
|
|
2001
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SEC operations [electronic resource] : implications of alternative funding structures.
Axe Federal Documents Online:Available
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ElectronicResource GovDoc
|
2002
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United States Securities And Exchange Commission Information Resources Management : United States.
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Information security [electronic resource] : Securities and Exchange Commission needs to continue to
Axe Federal Documents Online:Available
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ElectronicResource GovDoc
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2006
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United States Securities And Exchange Commission Information Resources Management Evaluation : United States.
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Information systems [electronic resource] : opportunities exist to strengthen SEC's oversight of capa
Axe Federal Documents Online:Available
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ElectronicResource GovDoc
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2001
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United States Securities And Exchange Commission Information Technology Evaluation : United States.
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Information security, opportunities exist for SEC to improve its controls over financial systems and
Axe Federal Documents Online:Available
|
|
2016
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United States Securities And Exchange Commission Information Technology Security Measures Evaluation : United States.
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Information security [electronic resource] : Securities and Exchange Commission needs to consistently
Axe Federal Documents Online:Available
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ElectronicResource GovDoc
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2009
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United States Securities And Exchange Commission Management
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Fixing the watchdog [electronic resource] : legislative proposals to improve and enhance the Securiti
Axe Federal Documents Online:Available
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ElectronicResource GovDoc
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2012
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Investor.gov.
Axe Federal Documents Online:Available
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20--
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Management and structural reforms at the Securities and Exchange Commission [electronic resource] : a
Axe Federal Documents Online:Available
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ElectronicResource GovDoc
|
2013
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Oversight of the SEC Inspector General's report on the "Investigation of the SEC's response to concer
Axe Federal Documents Online:Available
|
|
2011
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9 additional entries
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United States Securities And Exchange Commission Management Evaluation : United States.
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The Securities and Exchange Commission's $500 million fleecing of America : hearing before the Subcom
Axe Federal Documents Online:Available
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|
2012
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United States Securities And Exchange Commission Office Of Acquisitions Evaluation : United States.
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Audit of the Office of Acquisitions' procurement and contract management functions [electronic resour
Axe Federal Documents Online:Available
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ElectronicResource GovDoc
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2009
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United States Securities And Exchange Commission Office Of Acquisitions Procurement : United States.
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Audit of the Office of Acquisitions' procurement and contract management functions [electronic resour
Axe Federal Documents Online:Available
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ElectronicResource GovDoc
|
2009
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United States Securities And Exchange Commission Office Of Administrative Services Auditing : United States.
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Real property leasing procurement process [electronic resource].
Axe Federal Documents Online:Available
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ElectronicResource GovDoc
|
2010
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United States Securities And Exchange Commission Office Of Chief Accounting Rules And Practice : United States.
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Securities and Exchange Commission [electronic resource] : reviews of accounting matters related to p
Axe Federal Documents Online:Available
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ElectronicResource GovDoc
|
2001
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United States Securities And Exchange Commission Office Of Compliance Inspections And Examinations : United States.
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OCIE regional offices' referrals to enforcement [electronic resource].
Axe Federal Documents Online:Available
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ElectronicResource GovDoc
|
2011
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United States Securities And Exchange Commission Office Of Inspector General Investigation Of The Se : United States.
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Oversight of the SEC Inspector General's report on the "Investigation of the SEC's response to concer
Axe Federal Documents Online:Available
|
|
2011
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United States Securities And Exchange Commission Office Of Investor Education And Advocacy Administr : United States.
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The SEC's Office of Investor Education and Advocacy [electronic resource] / U.S. Securities and Excha
Axe Federal Documents Online:Available
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ElectronicResource GovDoc
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2007
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United States Securities And Exchange Commission Office Of Minority And Women Inclusion Periodicals : United States.
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Annual report to Congress.
Axe Federal Documents Online:Available
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2015
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United States Securities And Exchange Commission Officials And Employees : United States.
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Securities and Exchange Commission [electronic resource] : human capital challenges require managemen
Axe Federal Documents Online:Available
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ElectronicResource GovDoc
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2001
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United States Securities And Exchange Commission Officials And Employees Professional Ethics : United States.
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Potential conflicts of interest at the SEC : the Becker case : joint hearing before the Subcommittee
Axe Federal Documents Online:Available
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2012
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United States Securities And Exchange Commission Officials And Employees Salaries Etc : United States.
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The Competitive Market Supervision Act, S. 2107 : hearing before the Committee on Banking, Housing, a
Axe Federal Documents Online:Available
|
|
2001
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United States Securities And Exchange Commission Officials And Employees Selection And Appointment
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H.R. 658, the Accountant, Compliance, and Enforcement Staffing Act of 2003 and H.R. 957, the Broker A
Axe Federal Documents Online:Available
|
|
2003
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Nominations of: Roger W. Ferguson, Jr., Ben S. Bernanke, Paul S. Atkins, April H. Foley, and Joseph M
Axe Federal Documents Online:Available
|
|
2005
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United States Securities And Exchange Commission Periodicals
|
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Fiscal year ... agency financial report / U.S. Securities and Exchange Commission.
Axe Federal Documents Online:Available
|
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2012
|
|
Performance and accountability report [electronic resource] / U.S. Securities and Exchange Commission
Axe Federal Documents Online:Available
|
ElectronicResource GovDoc
|
2004
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SEC news digest [electronic resource].
Axe Federal Documents Online:Available
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ElectronicResource GovDoc
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19--
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SEC special studies [electronic resource] / U.S. Securities and Exchange Commission.
Axe Federal Documents Online:Available
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ElectronicResource GovDoc
|
1994
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United States Securities And Exchange Commission Personnel Management
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Securities and Exchange Commission [electronic resource] : existing post-employment controls could be
Axe Federal Documents Online:Available
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ElectronicResource GovDoc
|
2011
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Securities and Exchange Commission [electronic resource] : human capital challenges require managemen
Axe Federal Documents Online:Available
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ElectronicResource GovDoc
|
2001
|
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Securities and Exchange Commission [electronic resource] : improving personnel management is critical
Axe Federal Documents Online:Available
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ElectronicResource GovDoc
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2013
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Securities and Exchange Commission [electronic resource] : some progress made on strategic human capi
Axe Federal Documents Online:Available
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ElectronicResource GovDoc
|
2006
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United States Securities And Exchange Commission Planning : United States.
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SEC strategic planning : will additional resources help SEC fulfill its mission? : hearing before the
Axe Federal Documents Online:Available
|
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2003
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United States Securities And Exchange Commission Public Records Evaluation : Wannisky, Kathleen E.
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Securities and Exchange Commission [electronic resource] : disclosure of proxy voting policies and pr
Axe Federal Documents Online:Available
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ElectronicResource GovDoc
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2003
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United States Securities And Exchange Commission Records And Correspondence : United States.
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Securities and Exchange Commission Reporting Modernization Act : report (to accompany H.R. 3032) (inc
Axe Federal Documents Online:Available
|
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2015
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United States Securities And Exchange Commission Records And Correspondence Access Control : United States.
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Legislative proposals to address concerns over the SEC's new confidentiality provision : hearing befo
Axe Federal Documents Online:Available
|
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2010
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United States Securities And Exchange Commission Reorganization : United States.
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Management and structural reforms at the Securities and Exchange Commission [electronic resource] : a
Axe Federal Documents Online:Available
|
ElectronicResource GovDoc
|
2013
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United States Securities And Exchange Commission Rule 144
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Rule 144, selling restricted and control securities [electronic resource] / U.S. Securities and Excha
Axe Federal Documents Online:Available
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ElectronicResource GovDoc
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2008
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United States Securities And Exchange Commission Rules And Practice
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Amending a provision of the Securities Act of 1933 directing the Securities and Exchange Commission t
Axe Archives Fed Docs:Lib Use Only
|
|
2013
|
|
Assessing the Madoff Ponzi scheme and regulatory failures : hearing before the Subcommittee on Capita
Axe Federal Documents Online:Available
|
|
2009
|
|
Climate change and U.S. financial regulators : overview and recent actions / Rena S. Miller.
Axe Federal Documents Online:Available
|
|
2021
|
|
Computerized trading venues [electronic resource] : what should the rules of the road be? : hearing b
Axe Federal Documents Online:Available
|
ElectronicResource GovDoc
|
2013
|
|
50 additional entries
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United States Securities And Exchange Commission Rules And Practice Evaluation
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|
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Corporate shareholder meetings, proxy advisory firms’ role in voting and corporate governance
Axe Federal Documents Online:Available
|
|
2016
|
|
Environmental disclosure [electronic resource] : briefing on GAO's findings and recommendations.
Axe Federal Documents Online:Available
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ElectronicResource GovDoc
|
2004
|
|
Environmental disclosure [electronic resource] : SEC should explore ways to improve tracking and tran
Axe Federal Documents Online:Available
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ElectronicResource GovDoc
|
2004
|
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Financial market preparedness [electronic resource] : improvements made, but more action needed to pr
Axe Federal Documents Online:Available
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ElectronicResource GovDoc
|
2004
|
|
15 additional entries
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United States Securities And Exchange Commission Statistics Periodicals : United States.
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Enforcement and market data [electronic resource].
Axe Federal Documents Online:Available
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ElectronicResource GovDoc
|
2004
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United States Securities Exchange Act Of 1934
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ESG Disclosure Simplification Act of 2021 : report together with minority views (to accompany H.R. 11
Axe Federal Documents Online:Available
|
|
2021
|
|
Expanding Access to Capital Act of 2023 : report (to accompany H.R. 2799) (including cost estimate of
Axe Federal Documents Online:Available
|
|
2023
|
|
Improving Access to Small Business Information Act : report (to accompany H.R. 1548) (including cost
Axe Federal Documents Online:Available
|
|
2023
|
|
Insider trading [electronic resource] : Information on bounties / U.S. Securities and Exchange Commis
Axe Federal Documents Online:Available
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ElectronicResource GovDoc
|
2006
|
|
6 additional entries
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United States Securities Investor Protection Act Of 1970
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Assessing the limitations of the Securities Investor Protection Act : hearing before the Subcommittee
Axe Federal Documents Online:Available
|
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2011
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Securities Investor Protection Corporation (SIPC) : basic functions and fairness and adequacy issues
Axe Federal Documents Online:Available
|
|
2019
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United States Security And Accountability For Every Port Act Of 2006
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Integrated Public Alert and Warning System Modernization Act of 2015 : report (to accompany H.R. 1472
Axe Federal Documents Online:Available
|
|
2016
|
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The Safe Port Act [electronic resource] : a six-month review : hearing before the Subcommittee on Bor
Axe Federal Documents Online:Available
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ElectronicResource GovDoc
|
2009
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The SAFE Port Act [electronic resource] : status of implementation one year later : hearing before th
Axe Federal Documents Online:Available
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ElectronicResource GovDoc
|
2009
|
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SAFE Port Act reauthorization [electronic resource] : securing our nation's critical infrastructure :
Axe Federal Documents Online:Available
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ElectronicResource GovDoc
|
2011
|
|
Strategy to enhance international supply chain security [electronic resource].
Axe Federal Documents Online:Available
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ElectronicResource GovDoc
|
2007
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United States Security Measures : United States.
|
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Office of the Director of National Intelligence.
Axe Federal Documents Online:Available
|
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2005
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United States Security Measures Evaluation : United States.
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Is Al-Qaeda winning? : grading the Administration's counterterrorism policy : hearing before the Subc
Axe Federal Documents Online:Available
|
|
2014
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United States Sedition Act Of 1798 : Halperin, Terri Diane,
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The Alien and Sedition Acts of 1798 : testing the Constitution / Terri Diane Halperin.
Axe 3rd Floor Stacks:Available
|
|
2016
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United States Selective Service System
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Expanding the selective service : legal issues surrounding women and the Draft / Jonathan M. Gaffney.
Axe Federal Documents Online:Available
|
|
2020
|
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Gender issues [electronic resource] : changes would be needed to expand selective service registratio
Axe Federal Documents Online:Available
|
ElectronicResource GovDoc
|
1998
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Hell, no, we didn't go! : firsthand accounts of Vietnam War protest and resistance / Eli Greenbaum.
Axe 2nd Floor Stacks:Available
|
|
2024
|
|
Selective Service [electronic resource] : cost and implications of two alternatives to the present sy
Axe Federal Documents Online:Available
|
ElectronicResource GovDoc
|
1997
|
|
Selective Service System.
Axe Federal Documents Online:Available
|
|
20--
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United States Selective Service System Congresses
|
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The Draft; a handbook of facts and alternatives. Edited by Sol Tax.
Axe 3rd Floor Stacks:Available
|
|
1967
|
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