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Record 2 of 2
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Author
Wannisky, Kathleen E.
Title
Securities and Exchange Commission [electronic resource] : books and records requirements for brokers and dealers under the Securities Exchange Act of 1934.
Imprint
Washington, DC : U.S. General Accounting Office, [2001]
Connect to
Connect to https://permanent.fdlp.gov/lps45212/a02491.pdf
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Location
Call No.
OPAC Message
Status
Axe Federal Documents Online
GA 1.41:GAO-02-223 R
---
Available
System Details
Mode of access: Internet from GAO web site.
Note
Title from title screen (viewed on Mar. 9, 2004).
"November 16, 2001."
Paper version available from: General Accounting Office, 441 G St., NW, Rm. LM, Washington, D.C. 20548.
"GAO-02-223R."
"B-289306."
Subject
United States. Securities and Exchange Commission -- Rules and practice -- Evaluation.
Brokers -- Records and correspondence -- Government policy -- United States.
United States. Securities Exchange Act of 1934.
Added Author
United States. Securities and Exchange Commission.
United States. General Accounting Office.
Added Title
Books and records requirements for brokers and dealers under the Securities Exchange Act of 1934
Gpo Item No.
0545-A-04 (online)
Sudoc No.
GA 1.41:GAO-02-223 R
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