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Alternate Subjects (1-7 of 7)
Investment Advisors Legal Status Laws Etc
1
Corporate Governance Reform and Transparency Act of 2016 : report together with minority views (to a
United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Publishing Office], [2016] 2016
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Axe Federal Documents Online
Y 1.1/8:114-798
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2
DOL's 2016 fiduciary rule on investment advice
Topoleski, John J., author.
[Washington, D.C.] : Congressional Research Service, 2018- 2018
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Axe Federal Documents Online
LC 14.24:IF 10686/
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3
Financial advice markets : a cross-country comparison
Burke, Jeremy, 1979-
Santa Monica : Rand Corporation, 2015. 2015
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Axe JSTOR Open Ebooks
Electronic Book
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4
Investment Advisers Modernization Act of 2016 : report together with minority views (to accompany H.
United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Publishing Office], [2016] 2016
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Axe Federal Documents Online
Y 1.1/8:114-698
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5
ElectronicResource GovDoc
Private Fund Investment Advisers Registration Act of 2009 report (to accompany H.R. 3818) (including
United States. Congress. House. Committee on Financial Services.
[Washington, D.C.] : [U.S. G.P.O.], [2010]- 2010
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Axe Federal Documents Online
Y 1.1/8:111-686/
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6
ElectronicResource GovDoc
SBIC Advisers Relief Act of 2015 report (to accompany H.R. 432) (including cost estimate of the Cong
United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Printing Office], [2015] 2015
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Axe Federal Documents Online
Y 1.1/8:114-199
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7
ElectronicResource GovDoc
Small Business Capital Access and Job Preservation Act report together with minority views (to accom
United States. Congress. House. Committee on Financial Services.
[Washington, D.C.] : [U.S. G.P.O.], [2011] 2011
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Y 1.1/8:112-143
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