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Corporate Author United States. Government Accountability Office, author.

Title Securities regulation: SEC inspections of financial industry regulatory authority's governance were consistent with internal guidance : report to congressional committees.

Publication Info. [Washington, D.C.] : United States Government Accountability Office, 2018.

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Description 1 online resource (ii, 19 pages) : color illustrations
text txt rdacontent
computer c rdamedia
online resource cr rdacarrier
Note "July 2018."
"GAO-18-522."
Bibliography Includes bibliographical references.
Note Description based on online resource, PDF version; title from cover (GAO, viewed Mar. 7, 2022).
Subject United States. Securities and Exchange Commission -- Rules and practice.
Financial Industry Regulatory Authority -- Auditing.
Financial Industry Regulatory Authority. (OCoLC)fst01782139
United States. Securities and Exchange Commission. (OCoLC)fst00528527
Securities industry -- Law and legislation -- United States.
Securities industry -- Self-regulation -- United States.
Valeurs mobilières -- Industrie -- Autorégulation -- États-Unis.
Auditing. (OCoLC)fst00821166
Securities industry -- Law and legislation. (OCoLC)fst01110831
Securities industry -- Self-regulation. (OCoLC)fst01110839
United States. (OCoLC)fst01204155 https://id.oclc.org/worldcat/entity/E39PBJtxgQXMWqmjMjjwXRHgrq
Genre/Form Rules. (OCoLC)fst01423857
Added Author William S. Hein & Co., Inc. HeinOnline GAO Reports and Comptroller General Decisions.
Added Title Securities regulation: Securities and Exchange Commission inspections of financial industry regulatory authority's governance were consistent with internal guidance
Gpo Item No. 0546-D (online)
Sudoc No. GA 1.13:GAO-18-522

 
    
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