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Alternate Subjects (1-15 of 15)
United States Securities And Exchange Commission
1
Print Material
 

Capital access: SEC Regulation A+ ("Mini-IPO")


Su, Eva, author.
[Washington, D.C.] : Congressional Research Service, 2019- 2019

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2
Print Material
 

Climate change and U.S. financial regulators : overview and recent actions


Miller, Rena S., author.
[Washington, D.C.] : Congressional Research Service, 2021- 2021

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3
Print Material
 

Conflict minerals: company reports on mineral sources in 2017 are similar to prior years and new dat


United States. Government Accountability Office, author.
[Washington, D.C.] : United States Government Accountability Office, 2018. 2018

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4
E-Book/E-Doc
 

Due Process Restoration Act of 2015 : report together with minority views (to accompany H.R. 3798) (


United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Publishing Office], [2016] 2016

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  Y 1.1/8:114-697    ---  Available
5
Print Material
 

EDGAR filer manual.


United States. Securities and Exchange Commission, author.
[Washington, D.C.] : U.S. Securities and Exchange Commission 1991

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 Axe Federal Documents Online  SE 1.39/2:    ---  Available
6
Print Material
 

Employee ownership of registration-exempt company securities : proposals to reform required corporat


Shorter, Gary W., author.
[Washington, D.C.] : Congressional Research Service, 2018- 2018

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7
E-Book/E-Doc
 

Enforcement and market data


United States. Securities and Exchange Commission.
[Washington, D.C.] : U.S. Securities and Exchange Commission 2004

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 Axe Federal Documents Online  SE 1.41:    ---  Available
8
Print Material
 

Environmental, social and governance funds: SEC-proposed disclosure reform


Shorter, Gary W., author.
[Washington, D.C.] : Congressional Research Service, 2022- 2022

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9
Print Material
 

Environmental, social, and governance funds: SEC proposed names rule reform


Shorter, Gary W., author.
[Washington, D.C.] : Congressional Research Service, 2022- 2022

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10
Print Material
 

Financial services and general government appropriations for 2022 : hearings before a subcommittee o


United States. Congress. House. Committee on Appropriations. Subcommittee on Financial Services and General Government, author.
Washington : U.S. Government Publishing Office, 2021- 2020

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 Axe Federal Documents Online  Y 4.AP 6/1:F 49/2/2022/    ---  Available
11
Print Material
 

Financial services and general government appropriations for 2023 : hearings before a subcommittee o


United States. Congress. House. Committee on Appropriations. Subcommittee on Financial Services and General Government, author.
Washington : U.S. Government Publishing Office, 2022- 2022

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12
Print Material
 

Financial services and general government appropriations for fiscal year 2010 : hearings before a su


United States. Congress. Senate. Committee on Appropriations. Subcommittee on Financial Services and General Government.
Washington : U.S. G.P.O., 2009. 2009

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  Y 4.AP 6/2:S.HRG.111-194    ---  Available
13
E-Book/E-Doc
 

Financial services and general government appropriations for fiscal year 2012 : hearings before a su


United States. Congress. Senate. Committee on Appropriations. Subcommittee on Financial Services and General Government.
Washington : U.S. G.P.O., 2012. 2012

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  Y 4.AP 6/2:S.HRG.112-301    ---  Available
14
E-Book/E-Doc
 

Financial services and general government appropriations for fiscal year 2015 hearings before a subc


United States. Congress. Senate. Committee on Appropriations. Subcommittee on Financial Services and General Government, author.
Washington : U.S. Government Publishing Office, 2015. 2015

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  Y 4.AP 6/2:S.HRG.113-630    ---  Available
15
Print Material
 

Fiscal year ... agency financial report


United States. Securities and Exchange Commission, author.
Washington, DC : U.S. Securities and Exchange Commission 2012

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Location Call No. OPAC Message Status
 Axe Federal Documents Online  SE 1.1:    ---  Available
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