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Climate change and U.S. financial regulators : overview and recent actions

Miller, Rena S., author.
[Washington, D.C.] : Congressional Research Service, 2021- 2021

Due Process Restoration Act of 2015 : report together with minority views (to accompany H.R. 3798) (

United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Publishing Office], [2016] 2016

EDGAR filer manual.

United States. Securities and Exchange Commission, author.
[Washington, D.C.] : U.S. Securities and Exchange Commission 1991

Enforcement and market data

United States. Securities and Exchange Commission.
[Washington, D.C.] : U.S. Securities and Exchange Commission 2004

Financial services and general government appropriations for 2022 : hearings before a subcommittee o

United States. Congress. House. Committee on Appropriations. Subcommittee on Financial Services and General Government, author.
Washington : U.S. Government Publishing Office, 2021- 2020

Financial services and general government appropriations for fiscal year 2010 : hearings before a su

United States. Congress. Senate. Committee on Appropriations. Subcommittee on Financial Services and General Government.
Washington : U.S. G.P.O., 2009. 2009

Financial services and general government appropriations for fiscal year 2012 : hearings before a su

United States. Congress. Senate. Committee on Appropriations. Subcommittee on Financial Services and General Government.
Washington : U.S. G.P.O., 2012. 2012

Financial services and general government appropriations for fiscal year 2015 hearings before a subc

United States. Congress. Senate. Committee on Appropriations. Subcommittee on Financial Services and General Government, author.
Washington : U.S. Government Publishing Office, 2015. 2015

Fiscal year ... agency financial report

United States. Securities and Exchange Commission, author.
Washington, DC : U.S. Securities and Exchange Commission 2012

Fixing the watchdog legislative proposals to improve and enhance the Securities and Exchange Commiss

United States. Congress. House. Committee on Financial Services.
Washington : U.S. G.P.O., 2012. 2012

Introduction to financial services: the Securities and Exchange Commission

Shorter, Gary W., author.
[Washington, D.C.] : Congressional Research Service, 2021- 2021

Invest wisely : advice from your securities industry regulators.

[Washington, D.C.?] : [U.S. Securities and Exchange Commission], [1997?] 1997

Invest wisely : an introduction to mutual funds.

[Washington, D.C.?] : [U.S. Securities and Exchange Commission], [1997?] 1997

Investigation of failure of the SEC to uncover Bernard Madoff's Ponzi scheme

United States. Securities and Exchange Commission. Office of Investigations.
[Washington, D.C.] : U.S. Securities and Exchange Commission, Office of Investigations : [For sale by the Supt. of Docs., U.S. G.P.O.], [2009] 2009

The investor's advocate : how the SEC protects investors, maintains market integrity, and facilities

United States. Securities and Exchange Commission.
[Washington, D.C.] : U.S. Securities and Exchange Commission, [2008] 2008

Liu v. SEC : the Supreme Court to consider whether disgorgement is an equitable remedy in SEC enforc

Lobert, Joshua T., author.
[Washington, D.C.] : Congressional Research Service, 2020- 2020

Overview of the SEC climate risk exposure proposed rule

Shorter, Gary W., author.
[Washington, D.C.] : Congressional Research Service, 2022- 2022