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Author Wannisky, Kathleen E.

Title Securities and Exchange Commission [electronic resource] : books and records requirements for brokers and dealers under the Securities Exchange Act of 1934.

Imprint Washington, DC : U.S. General Accounting Office, [2001]

Copies

Location Call No. OPAC Message Status
 Axe Federal Documents Online  GA 1.41:GAO-02-223 R    ---  Available
System Details Mode of access: Internet from GAO web site.
Note Title from title screen (viewed on Mar. 9, 2004).
"November 16, 2001."
Paper version available from: General Accounting Office, 441 G St., NW, Rm. LM, Washington, D.C. 20548.
"GAO-02-223R."
"B-289306."
Subject United States. Securities and Exchange Commission -- Rules and practice -- Evaluation.
Brokers -- Records and correspondence -- Government policy -- United States.
United States. Securities Exchange Act of 1934.
Added Author United States. Securities and Exchange Commission.
United States. General Accounting Office.
Added Title Books and records requirements for brokers and dealers under the Securities Exchange Act of 1934
Gpo Item No. 0545-A-04 (online)
Sudoc No. GA 1.41:GAO-02-223 R

 
    
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