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ElectronicResource GovDoc

Corporate Author

United States. General Accounting Office.

Title Money penalties [electronic resource] : securities and futures regulators collect many fines but need to better use industrywide data : report to congressional committees.

Imprint

Washington, D.C. (P.O. Box 37050, Washington 20013) : U.S. General Accounting Office, [1999]

Connect to
Connect to https://www.govinfo.gov/content/pkg/GAOREPORTS-GGD-99-8/pdf/GAOREPORTS-GGD-99-8.pdf

Copies

Location	Call No.	OPAC Message	Status
Axe Federal Documents Online	GA 1.13:GGD-99-8	---	Available

Description	39 p. ; 28 cm.
Note	Cover title.
	"November 1998."
	"GAO/GGD-98-8."
	"B-275115"--P. 1.
Bibliography	Includes bibliographical references.
Form	Mode of access: Internet via the GPO Access web site.
Subject	United States. Securities and Exchange Commission -- Rules and practice.
	United States. Commodity Futures Trading Commission -- Rules and practice
	Securities industry -- Self-regulation -- United States.
	Futures -- United States -- State supervision.
Added Title	Securities and futures regulators collect many fines but need to better use industrywide data
Gpo Item No.	0546-D (online)
Sudoc No.	GA 1.13:GGD-99-8